This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$805MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$805M

Private client RAUM

$748MderivedItem 5.D individuals plus high net worth individuals

Private client share

93%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$134Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

6

Offices

1Schedule D 1.F, beyond the principal office

Accounts

250

Individual clients

106

High net worth clients

120

SEC number

801-81035

CRD

169978

Filings on the tape

24

First filed

Feb 19, 2015

Latest filed

Mar 11, 2026

Organised

Limited Liability Company, WI

Website

copperharbor.us

• Occurred

  Oct 24, 2023
  Control person joined

  Joseph Robert Moore (Partner, Member) appeared on Schedule A of Copper Harbor Investment Advisors, Llc

  Form ADVobserved 6 days ago
• Occurred

  Feb 19, 2015
  First Form ADV filing

  Copper Harbor Investment Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1250c4c1-503b-60ac-03b9-d5ae40182bc2

First observed

Feb 19, 2015

Last observed

Mar 11, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.