DFX Intelligence

R•••• G•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

R•••• G•••••• M•••••

Advisor at C••••• H••••• I••••••••• A•••••••• L••

APPLETON, WI

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Search this name across graphsid dfx:ria:8322efb7-d73e-9eba-d514-54263c684fc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• H••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• H••••• I••••••••• A•••••••• L••	Independent wealth	Jan 16, 2019	n/a	yes	APPLETON, WI	Current employment
K••••••••• W••••• M••••••••• L••	Independent wealth	Feb 17, 2018	Dec 20, 2018	no	Appleton, WI\|SHAWANO, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• W••••• M••••••••• L••	C••••• H••••• I••••••••• A•••••••• L••	Dec 20, 2018	Jan 16, 2019	27	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
168787:169978:WI:2018-12-20	Dec 20, 2018	Jan 16, 2019	SHAWANO, WI	Firm change

Relationships

Registered with (2)

→ C••••• H••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 16, 2019 to presentfactForm ADV
→ K••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2018 to Dec 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8322efb7-d73e-9eba-d514-54263c684fc8
First observed: Feb 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.