DFX Intelligence

J••••••• B••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••••• B••••• D••••

Advisor at T••••• A••••••• S•••••••• I•••

ROCK HILL, SC

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Search this name across graphsid dfx:ria:1257550e-2aa8-6ab5-3e8c-44ee063c01ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jan 26, 2022	n/a	yes	ROCK HILL, SC	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Aug 18, 2018	Jan 20, 2022	no	Charlotte, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	T••••• A••••••• S•••••••• I•••	Jan 20, 2022	Jan 26, 2022	6	Firm change	RIA to ibd
L•• F•••••••• L••	I••••••••• A•••••• A•••••••• L••	Aug 23, 2018	Aug 18, 2018

Relationships

Registered with (6)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 26, 2022 to presentfactForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2018 to Jan 20, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2018 to Aug 23, 2018factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

Occurred
Jan 20, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1257550e-2aa8-6ab5-3e8c-44ee063c01ef
First observed: Sep 21, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.