DFX Intelligence

D••••• S•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

D••••• S•••• J••••••

Advisor at W••••••• A•••••••• L••

Santa Monica, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1262241a-1226-921d-7cb5-652459939336

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• A•••••••• L••	State registered	Jul 1, 2024	n/a	yes	Santa Monica, CA	Current employment
M••••• S••••••	Wirehouse	May 18, 2016	Nov 18, 2019	no	Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W••••••• A•••••••• L••	Nov 18, 2019	Jul 1, 2024	1,687	Firm change after gap	Wirehouse to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	May 19, 2016	May 18, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2016-04-26	May 19, 2016	May 18, 2016	SANTA MONICA, CA	Firm change

Relationships

Registered with (3)

→ W••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 18, 2016 to Nov 18, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 13, 2011 to May 19, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1262241a-1226-921d-7cb5-652459939336
First observed: Jun 13, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.