DFX Intelligence

J•••• R•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J•••• R•• W••••••

Advisor at K••••• A••••••• S•••••••• L••

Austin, TX

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Search this name across graphsid dfx:ria:1266c2d1-4c23-984b-0a07-766e04b8542f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 23, 2016	n/a	yes	Austin, TX	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Dec 9, 2013	Aug 29, 2016	no	El Segundo, CA\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	K••••• A••••••• S•••••••• L••	Aug 29, 2016	Aug 23, 2016	-6	Firm change	Other
L•• F•••••••• L••	M•••• F•••••••• A•••• M••••••••• G••••	Dec 18, 2013	Aug 17, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:283330:OH:2016-08-26	Aug 29, 2016	Aug 23, 2016	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 23, 2016 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 9, 2013 to Aug 29, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2001 to Dec 18, 2013factForm ADV
→ M•••• F•••••••• A•••• M••••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1266c2d1-4c23-984b-0a07-766e04b8542f
First observed: Mar 7, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.