J•••• R•• W••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Aug 23, 2016 · Austin, Tx
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Dec 9, 2013 to Aug 29, 2016 · El Segundo, Ca
• M•••• F•••••••• A•••• M••••••••• G•••• unclassified
  Aug 17, 2006 to Dec 22, 2008 · Worthington, Oh
• L•• F•••••••• L•• BD affiliated
  Mar 7, 2001 to Dec 18, 2013 · Columbus, Oh

• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K••••• A••••••• S•••••••• L••
  left Aug 29, 2016, registered Aug 23, 2016 (-6 days) · Other · moved with a team
• L•• F•••••••• L•• to M•••• F•••••••• A•••• M••••••••• G••••
  left Dec 18, 2013, registered Aug 17, 2006 (-2680 days) · Other
• M•••• F•••••••• A•••• M••••••••• G•••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
  left Dec 22, 2008, registered Dec 9, 2013 (1813 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address