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Advisor at SHADOWBROOK PRIVATE WEALTH LLC
SUGAR HILL, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHADOWBROOK PRIVATE WEALTH LLC | State registered | Feb 11, 2022 | n/a | yes | SUGAR HILL, GA | Current employment |
| MORGAN STANLEY | Wirehouse | May 14, 2018 | Feb 22, 2022 | no | Duluth, GA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 12, 2015 | May 23, 2018 | no | MARIETTA, GA|ATLANTA, GA|MARIETTA, GA|MARIETTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 31, 2012 | Oct 29, 2015 | no | ATLANTA, GA|ATLANTA, GA|LAWRENCEVILLE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | SHADOWBROOK PRIVATE WEALTH LLC | Feb 22, 2022 | Feb 11, 2022 | -11 | Firm change | Wirehouse to state RIA |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | May 23, 2018 | May 14, 2018 | -9 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 29, 2015 | Nov 12, 2015 | 14 | Firm change | Wirehouse to wirehouse |