DFX Intelligence

J••••• H••••• G••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••••• H••••• G••

Advisor at K•••••••• W••••• A•••••••• L••

Charlotte, NC | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:126e5e98-86db-2b94-6680-0941c350eaac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Feb 7, 2019	n/a	yes	Charlotte, NC\|SAN DIEGO, CA	Current employment
H••••• R••••	Former SEC adviser	Jun 26, 2015	Feb 7, 2019	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	K•••••••• W••••• A•••••••• L••	Feb 7, 2019	Feb 7, 2019	0	Firm change	RIA to RIA
L•• F•••••••• L••	H••••• R••••	Jul 7, 2015	Jun 26, 2015

Relationships

Registered with (3)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 7, 2019 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jun 26, 2015 to Feb 7, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 31, 2001 to Jul 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:126e5e98-86db-2b94-6680-0941c350eaac
First observed: Dec 31, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.