DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HAYDEN ROYAL

HAYDEN ROYAL, LLC, CRD 170037

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0e121ed-029d-4643-98aa-55be90b37537

Data as of Aug 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 92
Dated events: 23
On other graphs: 1
Observed: Dec 12, 2013 to Aug 30, 2021
97 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Hayden Royal

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $597MItem 5.F on the latest filing (2021-08-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $545M
Private client RAUM: $584MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 14
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 3,248
Individual clients: 1,363
High net worth clients: 523
SEC number: 801-101516
CRD: 170037
Filings on the tape: 97
First filed: Dec 12, 2013
Latest filed: Aug 30, 2021
Organised: Limited Liability Company, North Carolina

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EVERGLADES GLOBAL OPPORTUNITIES FUND LP	Hedge Fund	$5.1M	Jun 5, 2018	17	Jan 16, 2018	dropped	021-1696674

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DWORSKY, LOUIS, DAVID	Partner	C	yes	01/2018	Nov 28, 2017	Aug 30, 2021
DWORSKY, LOUIS, DAVID	Member	B	yes	01/2016	Nov 28, 2017	Aug 30, 2021
ZERMATT HOLDINGS, LLC	Member	D	yes	01/2016	May 11, 2018	Aug 30, 2021
ARCE, JOSEPH, PHILLIP	CHIEF COMPLIANCE OFFICER	Na	no	07/2020	Jul 29, 2020	Aug 30, 2021
LANGLEY, BRIAN, SCOTT	Member	Na	no	10/2014	Jul 27, 2018	Aug 30, 2021
OLIVER, BRANDON, CHRISTOPHER	Member	Na	no	01/2016	Jul 27, 2018	Aug 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORSE CAPITAL PARTNERS, LLC	n/a	Former SEC adviser	$246M	N	yes	n/a
WFA OF SAN DIEGO, LLC	n/a	Independent wealth	$207M	N	yes	n/a
ZERMATT WEALTH PARTNERS LLC	n/a	Independent wealth	$158M	N	yes	n/a
ZERMATT SECURITIES LLC	n/a	Former SEC adviser	$136M	N	yes	n/a
MAVEN CAPITAL, LLC	n/a	Former SEC adviser	$11.9M	N	yes	n/a
HAYDEN ROYAL INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	2	no
Towson	Md	United States	2	yes
ST. LOUIS	Mo	United States	2	yes
Corinth	Ms	United States	2	yes
Wilmington	Nc	United States	2	no
Roseville	CA	United States	1	yes
Tampa	FL	United States	1	yes
Greenville	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$597M	$545M	21	14	8	n/a	n/a
2019	Mar 31, 2020	$1.4B	$1.4B	32	19	8	n/a	n/a
2018	Feb 8, 2019	$546M	$546M	32	19	12	n/a	n/a
2017	Feb 6, 2018	$1.5B	$1.5B	6	0	36	1	$5.1M
2016	Feb 10, 2017	$514M	$465M	7	0	n/a	n/a	n/a
2015	Apr 4, 2016	$201M	$201M	19	13	n/a	n/a	n/a
2013	Apr 23, 2014	$0	$0	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$597M	$1.4B	-56.0%	$1.5B	-26.5%	21	32	8	8

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RESURGENT ADVISORS	2	Mar 31, 2022	Feb 17, 2022	ROSEVILLE, CA	Team lift out	RIA to RIA	50.0%
ZERMATT WEALTH PARTNERS	2	Jul 19, 2021	Jul 20, 2021	CHARLOTTE, NC	Team lift out	RIA to RIA	16.7%
ACROPOLIS PARTNERS, LLC	2	Apr 7, 2021	Apr 6, 2021	BRENTWOOD, TN	Team lift out	RIA to state RIA	14.3%
RED OAK CAPITAL MANAGEMENT, INC.	3	Jan 4, 2019	Feb 26, 2019	CHARLOTTE, NC	Team lift out	RIA to new firm	13.6%
WHITE OAK WEALTH MANAGEMENT	3	Jan 4, 2019	Jan 3, 2019	CHARLOTTE, NC	Team lift out	RIA to new firm	13.6%
EUDAIMONIA PARTNERS, LLC	2	Oct 4, 2018	Nov 16, 2018	CHARLOTTE, NC	Team lift out	RIA to RIA	8.3%
NOBLEBRIDGE WEALTH	2	Jul 10, 2018	Sep 12, 2018	CHARLOTTE, NC	Team lift out	RIA to RIA	6.1%
INTEGRATED ADVISORS NETWORK LLC	3	Jul 10, 2018	Jan 1, 2025	CHARLOTTE, NC	Team lift out	RIA to RIA	9.1%
Oneseven	2	Jul 10, 2018	Jun 15, 2018	CHARLOTTE, NC	Team lift out	RIA to RIA	6.1%
GENERATIONS WEALTH PLANNING LLC	2	Jul 10, 2018	Apr 25, 2018	CHARLOTTE, NC	Team lift out	RIA to RIA	6.1%
HARMONY ASSET MANAGEMENT LLC	2	Jun 4, 2018	Jan 10, 2020	CHARLOTTE, NC	Team lift out	RIA to RIA	5.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RS WEALTH MANAGEMENT, LLC	2	Aug 12, 2020	May 28, 2020	WRIGHTSVILLE BEACH, NC	Team lift out	Other	100.0%
CARY STREET PARTNERS	2	Aug 22, 2019	Aug 16, 2019	BRENTWOOD, TN	Team lift out	Ibd to RIA	4.5%
WELLS FARGO ADVISORS	2	Mar 24, 2017	Jul 31, 2018	ROSEVILLE, CA	Team lift out	Other	0.1%
WELLS FARGO ADVISORS	3	Jan 18, 2017	May 23, 2017	CORAL SPRINGS, FL	Team lift out	Other	0.2%

Relationships

showing 80 of 92

Affiliated with (5)

→ ZERMATT WEALTH PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ MORSE CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MAVEN CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WFA OF SAN DIEGORegistered adviserother investment adviser, common control
factForm ADV
→ G.L. SMITH & ASSOCIATESRegistered adviserbroker-dealer, common control
factForm ADV

Controls (2)

← DWORSKY, LOUIS, DAVIDOwnerPARTNER, ownership code C, individual
Nov 28, 2017 to presentfactForm ADV
← ZERMATT HOLDINGS, LLCOwnerMEMBER, ownership code D, domestic entity
May 11, 2018 to presentfactForm ADV

Owns (3)

← LANGLEY, BRIAN, SCOTTOwnerMEMBER, ownership code NA, individual
Jul 27, 2018 to presentfactForm ADV
← ARCE, JOSEPH, PHILLIPOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 29, 2020 to presentfactForm ADV
← OLIVER, BRANDON, CHRISTOPHEROwnerMEMBER, ownership code NA, individual
Jul 27, 2018 to presentfactForm ADV

Moved with (13)

→ INTEGRATED ADVISORS NETWORK LLCRegistered adviser3 advisors, team lift out
Jul 10, 2018 to Jan 1, 2025factForm ADV
→ RESURGENT ADVISORSRegistered adviser2 advisors, team lift out, same day
Mar 31, 2022 to Feb 17, 2022factForm ADV
→ ZERMATT WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
Jul 19, 2021 to Jul 20, 2021factForm ADV
→ ACROPOLIS PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Apr 7, 2021 to Apr 6, 2021factForm ADV
→ HARMONY ASSET MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Jun 4, 2018 to Jan 10, 2020factForm ADV
← CARY STREET PARTNERSRegistered adviser2 advisors, team lift out, same day
Aug 22, 2019 to Aug 16, 2019factForm ADV
→ RED OAK CAPITAL MANAGEMENT, INC.Registered adviser3 advisors, team lift out, same day
Jan 4, 2019 to Feb 26, 2019factForm ADV
→ WHITE OAK WEALTH MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Jan 4, 2019 to Jan 3, 2019factForm ADV
→ EUDAIMONIA PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 4, 2018 to Nov 16, 2018factForm ADV
→ NOBLEBRIDGE WEALTHRegistered adviser2 advisors, team lift out, same day
Jul 10, 2018 to Sep 12, 2018factForm ADV
← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Mar 24, 2017 to Jul 31, 2018factForm ADV
→ ONESEVENRegistered adviser2 advisors, team lift out, same day
Jul 10, 2018 to Jun 15, 2018factForm ADV
→ GENERATIONS WEALTH PLANNING LLCRegistered adviser2 advisors, team lift out
Jul 10, 2018 to Apr 25, 2018factForm ADV

Registered with (55)

← LOUIS DAVID DWORSKYAdvisorregistration: previous registration
Sep 30, 2019 to Mar 31, 2022factForm ADV
← MICHELLE L CAVALLEROAdvisorregistration: previous registration
Jul 31, 2018 to Mar 31, 2022factForm ADV
← MATTHEW THOMAS NADEAUAdvisorregistration: previous registration
Apr 7, 2021 to Mar 31, 2022factForm ADV
← RANDY G KOLENDAAdvisorregistration: previous registration
Jul 19, 2019 to Mar 31, 2022factForm ADV
← GARY G GARCIAAdvisorregistration: previous registration
Aug 14, 2017 to Feb 25, 2022factForm ADV
← DANIEL LEROY TAYLORAdvisorregistration: previous registration
Mar 31, 2017 to Feb 25, 2022factForm ADV
← JOSEPH FRANK DARPELAdvisorregistration: previous registration
Oct 1, 2019 to Dec 6, 2021factForm ADV
← BRANDON CHRISTOPHER OLIVERAdvisorregistration: previous registration
Jul 18, 2016 to Dec 6, 2021factForm ADV
← BRIAN SCOTT LANGLEYAdvisorregistration: previous registration
Jan 14, 2015 to Sep 20, 2021factForm ADV
← ZEB SAMUEL TAYLORAdvisorregistration: previous registration
Jun 18, 2018 to Aug 24, 2021factForm ADV
← MICHAEL LEE HUDSONAdvisorregistration: previous registration
May 28, 2020 to Jul 19, 2021factForm ADV
← BRIAN PATRICK FLEMINGAdvisorregistration: previous registration
May 28, 2020 to Jul 19, 2021factForm ADV
← MAUREEN THERESE HENRYAdvisorregistration: previous registration
Dec 8, 2020 to Apr 14, 2021factForm ADV
← EDISON F PARKER JR.Advisorregistration: previous registration
Aug 16, 2019 to Apr 7, 2021factForm ADV
← DANIEL DAVIS PARKERAdvisorregistration: previous registration
Aug 16, 2019 to Apr 7, 2021factForm ADV
← HEATH JUSTIN HARRISAdvisorregistration: previous registration
Sep 7, 2018 to Feb 26, 2021factForm ADV
← Ryan A MaglioAdvisorregistration: previous registration
Apr 8, 2020 to Jan 6, 2021factForm ADV
← Jason JensenAdvisorregistration: previous registration
Feb 14, 2019 to Dec 22, 2020factForm ADV
← Andrea Louise SwopeAdvisorregistration: previous registration
Oct 7, 2019 to Sep 1, 2020factForm ADV
← SARAH MARGARET WESTBROOKAdvisorregistration: previous registration
May 24, 2019 to Feb 19, 2020factForm ADV
← TAMI LYNNE ALOISAAdvisorregistration: previous registration
Feb 5, 2018 to Nov 12, 2019factForm ADV
← John Weaver YoungAdvisorregistration: previous registration
Apr 30, 2015 to Nov 1, 2019factForm ADV
← JON E GAUTHIERAdvisorregistration: previous registration
Jun 19, 2017 to Sep 4, 2019factForm ADV
← WILLIAM WALLACE CHAMBERLAINAdvisorregistration: previous registration
Oct 5, 2017 to Apr 30, 2019factForm ADV
← Judson Harris GeeAdvisorregistration: previous registration
Jun 26, 2015 to Feb 7, 2019factForm ADV
← PHILIP HERBERT ELLISAdvisorregistration: previous registration
Nov 12, 2015 to Jan 28, 2019factForm ADV
← BRUCE BRENNER WOODAdvisorregistration: previous registration
Jun 19, 2017 to Jan 22, 2019factForm ADV
← PHILIP ARTHUR GLEASONAdvisorregistration: previous registration
Sep 1, 2016 to Jan 4, 2019factForm ADV
← WILLIAM DAVID BERGERAdvisorregistration: previous registration
May 26, 2016 to Jan 4, 2019factForm ADV
← DOUGLAS HART BIRNIEAdvisorregistration: previous registration
Mar 3, 2017 to Jan 4, 2019factForm ADV
and 25 more

Advises (1)

→ EVERGLADES GLOBAL OPPORTUNITIES FUND LPPrivate fundHedge Fund, IA, no longer reported
Jan 16, 2018 to Jun 5, 2018factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2022
Team lift-out
2 advisors left Hayden Royal (Roseville, CA) for Resurgent Advisors on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2022
Advisor changed firm
Randy G Kolenda left Hayden Royal for Resurgent Advisors (registered 2022-02-17)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Matthew Thomas Nadeau left Hayden Royal for Resurgent Advisors (registered 2022-02-16)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Michelle L Cavallero left Hayden Royal for Resurgent Advisors (registered 2022-02-16)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Louis David Dworsky left Hayden Royal for Zermatt Wealth Partners (registered 2021-12-12)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Gary G Garcia left Hayden Royal for Resurgent Advisors (registered 2022-01-31)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Daniel Leroy Taylor left Hayden Royal for Resurgent Advisors (registered 2022-01-31)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2021
Control person left
Thomas Ralph Mayes (Member) no longer on Schedule A of Hayden Royal (listed 2021-03-31, absent 2021-04-28)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2021
Control person left
Meyer Dworsky (Member) no longer on Schedule A of Hayden Royal (listed 2021-03-31, absent 2021-04-28)
Form ADVobserved 5 days ago
Occurred
Sep 21, 2020
Regulatory AUM changed
Hayden Royal reported RAUM $634.9M, down 53% from $1.4B (2020-08-20 to 2020-09-21)
Form ADVobserved 5 days ago
$-722M
Occurred
Mar 31, 2020
Regulatory AUM changed
Hayden Royal reported RAUM $1.4B, up 148% from $546.4M (2020-02-13 to 2020-03-31)
Form ADVobserved 5 days ago
$811M
Occurred
Feb 13, 2020
Control person left
Margaret Sarah Westbrook (Cco) no longer on Schedule A of Hayden Royal (listed 2020-01-07, absent 2020-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 8, 2019
Control person joined
Margaret Sarah Westbrook (Cco) appeared on Schedule A of Hayden Royal
Form ADVobserved 5 days ago
Occurred
Feb 8, 2019
Control person joined
Thomas Ralph Mayes (Member) appeared on Schedule A of Hayden Royal
Form ADVobserved 5 days ago
Occurred
Feb 8, 2019
Control person joined
Meyer Dworsky (Member) appeared on Schedule A of Hayden Royal
Form ADVobserved 5 days ago
Occurred
Feb 8, 2019
Control person left
Michael Justin Hines (Cco) no longer on Schedule A of Hayden Royal (listed 2018-11-05, absent 2019-02-08)
Form ADVobserved 5 days ago
Occurred
Jul 27, 2018
Regulatory AUM changed
Hayden Royal reported RAUM $745.9M, down 50% from $1.5B (2018-06-05 to 2018-07-27)
Form ADVobserved 5 days ago
$-758M
Occurred
Feb 6, 2018
Regulatory AUM changed
Hayden Royal reported RAUM $1.5B, up 49% from $1.0B (2018-02-01 to 2018-02-06)
Form ADVobserved 5 days ago
$497M
Occurred
Jul 13, 2015
First Form ADV filing
Great Lakes & Atlantic Wealth Management And Advisory Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Aug 29, 2014
Succession filed (Item 4)
Great Lakes Wealth Management And Advisory Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Feb 8, 2019
Hayden Royal reported 12 offices beyond its principal office, down from 23 (2018-11-05 to 2019-02-08)
Occurred
Jul 30, 2018
Hayden Royal reported 26 state-registered advisory representatives, up from 1 (2018-07-27 to 2018-07-30)
Occurred
Jul 27, 2018
Hayden Royal reported 23 offices beyond its principal office, down from 37 (2018-06-05 to 2018-07-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0e121ed-029d-4643-98aa-55be90b37537
First observed: Dec 12, 2013
Last observed: Aug 30, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HAYDEN ROYAL

HAYDEN ROYAL, LLC, CRD 170037

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0e121ed-029d-4643-98aa-55be90b37537

Data as of Aug 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EVERGLADES GLOBAL OPPORTUNITIES FUND LP

Hedge Fund

$5.1M

Jun 5, 2018

Jan 16, 2018

dropped

021-1696674

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DWORSKY, LOUIS, DAVID

Partner

yes

01/2018

Nov 28, 2017

Aug 30, 2021

DWORSKY, LOUIS, DAVID

Member

yes

01/2016

Nov 28, 2017

Aug 30, 2021

ZERMATT HOLDINGS, LLC

Member

yes

01/2016

May 11, 2018

Aug 30, 2021

ARCE, JOSEPH, PHILLIP

CHIEF COMPLIANCE OFFICER

07/2020

Jul 29, 2020

Aug 30, 2021

LANGLEY, BRIAN, SCOTT

Member

10/2014

Jul 27, 2018

Aug 30, 2021

OLIVER, BRANDON, CHRISTOPHER

Member

01/2016

Jul 27, 2018

Aug 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORSE CAPITAL PARTNERS, LLC

n/a

Former SEC adviser

$246M

yes

n/a

WFA OF SAN DIEGO, LLC

n/a

Independent wealth

$207M

yes

n/a

ZERMATT WEALTH PARTNERS LLC

n/a

Independent wealth

$158M

yes

n/a

ZERMATT SECURITIES LLC

n/a

Former SEC adviser

$136M

yes

n/a

MAVEN CAPITAL, LLC

n/a

Former SEC adviser

$11.9M

yes

n/a

HAYDEN ROYAL INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Towson

United States

yes

ST. LOUIS

United States

yes

Corinth

United States

yes

Wilmington

United States

Roseville

United States

yes

Tampa

United States

yes

Greenville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$597M

$545M

n/a

2019

Mar 31, 2020

$1.4B

n/a

2018

Feb 8, 2019

$546M

n/a

2017

Feb 6, 2018

$1.5B

$5.1M

2016

Feb 10, 2017

$514M

$465M

n/a

2015

Apr 4, 2016

$201M

n/a

2013

Apr 23, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$597M

$1.4B

-56.0%

$1.5B

-26.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RESURGENT ADVISORS

Mar 31, 2022

Feb 17, 2022

ROSEVILLE, CA

Team lift out

RIA to RIA

50.0%

ZERMATT WEALTH PARTNERS

Jul 19, 2021

Jul 20, 2021

CHARLOTTE, NC

Team lift out

RIA to RIA

16.7%

ACROPOLIS PARTNERS, LLC

Apr 7, 2021

Apr 6, 2021

BRENTWOOD, TN

Team lift out

RIA to state RIA

14.3%

RED OAK CAPITAL MANAGEMENT, INC.

Jan 4, 2019

Feb 26, 2019

CHARLOTTE, NC

Team lift out

RIA to new firm

13.6%

WHITE OAK WEALTH MANAGEMENT

Jan 4, 2019

Jan 3, 2019

CHARLOTTE, NC

Team lift out

RIA to new firm

13.6%

EUDAIMONIA PARTNERS, LLC

Oct 4, 2018

Nov 16, 2018

CHARLOTTE, NC

Team lift out

RIA to RIA

8.3%

NOBLEBRIDGE WEALTH

Jul 10, 2018

Sep 12, 2018

CHARLOTTE, NC

Team lift out

RIA to RIA

6.1%

INTEGRATED ADVISORS NETWORK LLC

Jul 10, 2018

Jan 1, 2025

CHARLOTTE, NC

Team lift out

RIA to RIA

9.1%

Oneseven

Jul 10, 2018

Jun 15, 2018

CHARLOTTE, NC

Team lift out

RIA to RIA

6.1%

GENERATIONS WEALTH PLANNING LLC

Jul 10, 2018

Apr 25, 2018

CHARLOTTE, NC

Team lift out

RIA to RIA

6.1%

HARMONY ASSET MANAGEMENT LLC

Jun 4, 2018

Jan 10, 2020

CHARLOTTE, NC

Team lift out

RIA to RIA

5.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RS WEALTH MANAGEMENT, LLC

Aug 12, 2020

May 28, 2020

WRIGHTSVILLE BEACH, NC

Team lift out

Other

100.0%

CARY STREET PARTNERS

Aug 22, 2019

Aug 16, 2019

BRENTWOOD, TN

Team lift out

Ibd to RIA

4.5%

WELLS FARGO ADVISORS

Mar 24, 2017

Jul 31, 2018

ROSEVILLE, CA

Team lift out

Other

0.1%

WELLS FARGO ADVISORS

Jan 18, 2017

May 23, 2017

CORAL SPRINGS, FL

Team lift out

Other

0.2%