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Advisor at MARINER
Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Aug 4, 2021 | n/a | yes | Sarasota, FL | Current employment |
| ALLEGIANT PRIVATE ADVISORS, LLC | Former SEC adviser | Oct 9, 2020 | Aug 31, 2021 | no | SARASOTA, FL | Previous registration |
| KERKERING BARBERIO FINANCIAL SERVICES, INC. | n/a | Oct 20, 2005 | Oct 2, 2009 | no | SARASOTA, FL | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 15, 2005 | Oct 13, 2020 | no | SARASOTA, FL|WALTHAM, MA|SARASOTA, FL|Sarasota, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 30, 1998 | Aug 19, 2005 | no | SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLEGIANT PRIVATE ADVISORS, LLC | Mariner | Aug 31, 2021 | Aug 4, 2021 | -27 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | KERKERING BARBERIO FINANCIAL SERVICES, INC. | Oct 13, 2020 | Oct 20, 2005 | -5,472 | Firm change after gap | Other |
| KERKERING BARBERIO FINANCIAL SERVICES, INC. | ALLEGIANT PRIVATE ADVISORS, LLC | Oct 2, 2009 | Oct 9, 2020 | 4,025 | Firm change after gap | Other |
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 19, 2005 | Aug 15, 2005 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 309649:140195:FL:2021-08-31 | Aug 31, 2021 | Aug 4, 2021 | SARASOTA, FL | Firm change |