DFX Intelligence

P•••••• R••• S• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

P•••••• R••• S• J•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12713aad-0c47-be2f-feda-122f310bb703

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 17, 2025	n/a	yes	WEST DES MOINES, IA\|NEW YORK, NY	Current employment
F•• W••••• M••••••••• L••	Bd affiliated wealth	Oct 2, 2023	Jan 2, 2025	no	West Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• W••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 2, 2025	Apr 17, 2025	105	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
291396:7691:IA:2024-12-19	Jan 2, 2025	Apr 17, 2025	WEST DES MOINES, IA	Firm change

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 2, 2023 to Jan 2, 2025factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12713aad-0c47-be2f-feda-122f310bb703
First observed: Oct 2, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.