DFX Intelligence

T•••• T•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T•••• T•••••• F•••

Advisor at R••••••••• P••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:12715ddf-6140-9712-6190-a08c6ccfe3c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••• A•••••••• L••	Mixed wealth	Aug 6, 2026	n/a	yes	St. Louis, MO\|CHICAGO, IL\|Jefferson City, MO	Current employment
R••••••••• P••• A•••••••• L••	Mixed wealth	Jul 21, 2021	Jul 2, 2025	no	SAINT LOUIS, MO\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	R••••••••• P••• A•••••••• L••	Jan 23, 2015	Jul 21, 2021	2,371	Firm change after gap	Other
N••••••••• I••••••••• A•••••••• L••	V•••• F•••••••• A•••••••• I•••	Jan 2, 2014	Dec 23, 2013

Relationships

Registered with (4)

→ R••••••••• P••• A•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Jul 2, 2025factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2013 to Jan 23, 2015factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2009 to Jan 2, 2014factForm ADV
→ M•••••• I••••••••• F••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12715ddf-6140-9712-6190-a08c6ccfe3c1
First observed: Sep 10, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.