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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ERIC ROBERT ABBOTT

Advisor at MORGAN STANLEY

Venice, FL | Sarasota, FL

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Search this name across graphsid dfx:ria:127250f2-6876-dd67-5320-f240410af02f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 29, 2001
First registration: Jul 17, 2002
Dual registered: yes, broker-dealer
Other names: ERIC ROBERT ABBOTT|ERIC R ABBOTT
IAPD individual key: 4331367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 4, 2019	n/a	yes	Venice, FL\|Sarasota, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 10, 2013	Oct 16, 2019	no	VENICE, FL\|VENICE, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 21, 2010	Sep 5, 2013	no	SARASOTA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 15, 2008	Mar 15, 2010	no	VENICE, FL\|SARASOTA, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 25, 2006	Mar 14, 2008	no	SARASOTA, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 1, 2003	Jun 2, 2005	no	SARASOTA, FL	Previous registration
CHOREO, LLC	Independent wealth	Jul 17, 2002	Jul 9, 2003	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Oct 16, 2019	Oct 4, 2019	-12	Firm change	Wirehouse to wirehouse
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Sep 5, 2013	Sep 10, 2013	5	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Mar 15, 2010	Apr 21, 2010	37	Firm change	Wirehouse to ibd
FIFTH THIRD SECURITIES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 14, 2008	Sep 15, 2008	185	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Jun 2, 2005	Aug 25, 2006	449	Firm change after gap	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jul 9, 2003	Jul 1, 2003	-8	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:149777:FL:2019-10-16	Oct 16, 2019	Oct 4, 2019	VENICE, FL	Firm change

Relationships

Registered with (7)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 4, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 10, 2013 to Oct 16, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 21, 2010 to Sep 5, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 15, 2008 to Mar 15, 2010factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 25, 2006 to Mar 14, 2008factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2003 to Jun 2, 2005factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Jul 17, 2002 to Jul 9, 2003factForm ADV

Dated events

No dated event names this entity yet.