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RIA / WealthAdvisorCertified Financial Planner24 years in industry

DAVID PAUL NEEVE

Advisor at ONE WEALTH ADVISORS, LLC

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1277dd57-ea89-7e71-5e49-1bfb86eb95a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONE WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 26, 2002
First registration: Oct 4, 2002
Dual registered: no
IAPD individual key: 4532945

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONE WEALTH ADVISORS, LLC	Independent wealth	Jan 17, 2020	n/a	yes	SAN FRANCISCO, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 6, 2009	Jan 30, 2020	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 10, 2009	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 4, 2002	Apr 2, 2007	no	SAN FRANCISC, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	ONE WEALTH ADVISORS, LLC	Jan 30, 2020	Jan 17, 2020	-13	Firm change	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Mar 10, 2009	Mar 6, 2009	-4	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 17, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 6, 2009 to Jan 30, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 10, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 4, 2002 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.