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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ONE WEALTH ADVISORS, LLC

CRD 170910

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a13a13ca-05a7-dee7-84ef-d2257a3cb3a4

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 0
Observed: Apr 3, 2014 to Sep 16, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $114Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,183
Individual clients: 160
High net worth clients: 246
Custody, client assets: $191M
SEC number: 801-79591
CIK: 1725297
CRD: 170910
Filings on the tape: 38
First filed: Apr 3, 2014
Latest filed: Sep 16, 2026
Organised: Limited Liability Company, DE
Website: onewealth.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID GERALD STEELE	n/a	SAN FRANCISCO, CA	11	35	1	no
JONATHAN EDWARD STEELE	Chartered Financial Analyst	SAN FRANCISCO, CA	11	28	1	no
ALEXANDER JAMES SCHMITZ	Certified Financial Planner	SAN FRANCISCO, CA	11	19	1	no
KEVIN MICHAEL COHEN	n/a	SAN FRANCISCO, CA	10	31	1	no
FRANK LAURENCE MANNINO	Certified Financial Planner	SAN FRANCISCO, CA \| Philadelphia, PA	7	34	n/a	no
DAVID PAUL NEEVE	Certified Financial Planner	SAN FRANCISCO, CA	6	24	3	no
KARIME AZAR WABI	n/a	SAN FRANCISCO, CA	6	12	n/a	no
Elizabeth Anne Brotz	Certified Financial Planner	SAN FRANCISCO, CA \| Sheboygan, WI	4	14	n/a	no
Eleanor Ann Hall	n/a	SAN FRANCISCO, CA	3	14	n/a	no
Tessa Jo Sternberg	n/a	SAN FRANCISCO, CA	2	13	n/a	no
David Santos-Garcia	n/a	SAN FRANCISCO, CA	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, KEVIN, MICHAEL	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	A	yes	09/2015	Aug 6, 2026	Aug 6, 2026
SCHMITZ, ALEXANDER, JAMES	MANAGING PARTNER AND CHIEF REVENUE OFFICER	Na	yes	01/2025	Aug 6, 2026	Aug 6, 2026
STEELE, DAVID, GERALD	FOUNDER AND CHIEF EXECUTIVE OFFICER	Na	yes	09/2015	Aug 6, 2026	Aug 6, 2026
STEELE, JONATHAN, EDWARD	FOUNDER AND CHIEF INVESTMENT OFFICER	Na	yes	09/2015	Aug 6, 2026	Aug 6, 2026
DAVID STEELE FAMILY LIVING TRUST	Member	C	yes	03/2020	Mar 6, 2021	Nov 26, 2024
STEELE & VILLENA TRUST	Member	C	yes	03/2020	Mar 6, 2021	Nov 26, 2024
STEELE, DAVID, GERALD	TRUSTEE, MEMBER	F	yes	03/2020	Sep 4, 2015	Nov 26, 2024
STEELE, JONATHAN, EDWARD	TRUSTEE, MEMBER	F	yes	03/2020	Sep 4, 2015	Nov 26, 2024
2015 ALEXANDER JAMES SCHMITZ REVOCABLE TRUST	Member	B	no	03/2020	Mar 6, 2021	Nov 26, 2024
SCHMITZ, ALEXANDER, JAMES	TRUSTEE, MEMBER	F	no	03/2020	Sep 4, 2015	Nov 26, 2024
VILLENA, JULIE ANNE MARIE, SAMANIEGO	TRUSTEE, MEMBER	F	no	03/2020	Mar 6, 2021	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OWA INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$1.3B	$1.3B	13	11	2	n/a	n/a
2024	Apr 23, 2025	$1.1B	$1.1B	13	12	2	n/a	n/a
2023	Mar 5, 2024	$842M	$842M	13	9	0	n/a	n/a
2022	Mar 17, 2023	$748M	$748M	12	10	0	n/a	n/a
2021	Mar 14, 2022	$713M	$713M	11	9	0	n/a	n/a
2020	Mar 6, 2021	$592M	$592M	9	8	0	n/a	n/a
2019	Jan 17, 2020	$408M	$408M	8	7	0	n/a	n/a
2018	Mar 1, 2019	$349M	$349M	6	5	0	n/a	n/a
2017	Feb 21, 2018	$352M	$352M	6	5	0	n/a	n/a
2016	Feb 14, 2017	$299M	$298M	6	4	n/a	n/a	n/a
2015	Mar 11, 2016	$250M	$250M	6	4	n/a	n/a	n/a
2014	Feb 11, 2015	n/a	n/a	1	0	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	19.0%	$748M	18.8%	13	13	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J.P. MORGAN SECURITIES LLC	4	Sep 10, 2015	Mar 15, 2016	SAN FRANCISCO, CA	Team lift out	Other	0.1%

Relationships

Registered with (12)

← David Santos-GarciaAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← Tessa Jo SternbergAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← Eleanor Ann HallAdvisorregistration: current employment
Feb 28, 2023 to presentfactForm ADV
← Elizabeth Anne BrotzAdvisorregistration: current employment
Feb 28, 2022 to presentfactForm ADV
← KARIME AZAR WABIAdvisorregistration: current employment
Jan 29, 2020 to presentfactForm ADV
← DAVID PAUL NEEVEAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← FRANK LAURENCE MANNINOAdvisorregistration: current employment
Sep 24, 2018 to presentfactForm ADV
← KEVIN MICHAEL COHENAdvisorregistration: current employment
Mar 15, 2016 to presentfactForm ADV
← DAVID GERALD STEELEAdvisorregistration: current employment
Sep 4, 2015 to presentfactForm ADV
← JONATHAN EDWARD STEELEAdvisorregistration: current employment
Sep 4, 2015 to presentfactForm ADV
← ALEXANDER JAMES SCHMITZAdvisorregistration: current employment
Sep 4, 2015 to presentfactForm ADV
← JULIE ANNE MARIE SAMANIEGO VILLENAAdvisorregistration: previous registration
Jul 26, 2017 to Oct 4, 2018factForm ADV

Controls (5)

← STEELE, DAVID, GERALDOwnerTRUSTEE, MEMBER, ownership code F, individual
Sep 4, 2015 to Nov 26, 2024factForm ADV
← COHEN, KEVIN, MICHAELOwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Sep 4, 2015 to Nov 26, 2024factForm ADV
← STEELE, JONATHAN, EDWARDOwnerTRUSTEE, MEMBER, ownership code F, individual
Sep 4, 2015 to Nov 26, 2024factForm ADV
← DAVID STEELE FAMILY LIVING TRUSTOwnerMEMBER, ownership code C, domestic entity
Mar 6, 2021 to Nov 26, 2024factForm ADV
← STEELE & VILLENA TRUSTOwnerMEMBER, ownership code C, domestic entity
Mar 6, 2021 to Nov 26, 2024factForm ADV

Owns (3)

← VILLENA, JULIE ANNE MARIE, SAMANIEGOOwnerTRUSTEE, MEMBER, ownership code F, individual
Mar 6, 2021 to Nov 26, 2024factForm ADV
← SCHMITZ, ALEXANDER, JAMESOwnerTRUSTEE, MEMBER, ownership code F, individual
Sep 4, 2015 to Nov 26, 2024factForm ADV
← 2015 ALEXANDER JAMES SCHMITZ REVOCABLE TRUSTOwnerMEMBER, ownership code B, domestic entity
Mar 6, 2021 to Nov 26, 2024factForm ADV

Moved with (1)

← J.P. MORGAN SECURITIES LLCRegistered adviser4 advisors, team lift out, same day
Sep 10, 2015 to Mar 15, 2016factForm ADV

Dated events

Occurred
Mar 4, 2025
Regulatory AUM changed
One Wealth Advisors, Llc reported RAUM $1.1B, up 25% from $841.6M (2024-11-26 to 2025-03-04)
Form ADVobserved 5 days ago
$211M
Occurred
Mar 6, 2021
Regulatory AUM changed
One Wealth Advisors, Llc reported RAUM $592.4M, up 45% from $408.5M (2020-06-30 to 2021-03-06)
Form ADVobserved 5 days ago
$184M
Occurred
Apr 3, 2014
First Form ADV filing
Verna Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a13a13ca-05a7-dee7-84ef-d2257a3cb3a4
First observed: Apr 3, 2014
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONE WEALTH ADVISORS, LLC

CRD 170910

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a13a13ca-05a7-dee7-84ef-d2257a3cb3a4

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID GERALD STEELE

n/a

SAN FRANCISCO, CA

JONATHAN EDWARD STEELE

Chartered Financial Analyst

SAN FRANCISCO, CA

ALEXANDER JAMES SCHMITZ

Certified Financial Planner

SAN FRANCISCO, CA

KEVIN MICHAEL COHEN

n/a

SAN FRANCISCO, CA

FRANK LAURENCE MANNINO

Certified Financial Planner

SAN FRANCISCO, CA | Philadelphia, PA

n/a

DAVID PAUL NEEVE

Certified Financial Planner

SAN FRANCISCO, CA

KARIME AZAR WABI

n/a

SAN FRANCISCO, CA

n/a

Elizabeth Anne Brotz

Certified Financial Planner

SAN FRANCISCO, CA | Sheboygan, WI

n/a

Eleanor Ann Hall

n/a

SAN FRANCISCO, CA

n/a

Tessa Jo Sternberg

n/a

SAN FRANCISCO, CA

n/a

David Santos-Garcia

n/a

SAN FRANCISCO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, KEVIN, MICHAEL

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

09/2015

Aug 6, 2026

SCHMITZ, ALEXANDER, JAMES

MANAGING PARTNER AND CHIEF REVENUE OFFICER

yes

01/2025

Aug 6, 2026

STEELE, DAVID, GERALD

FOUNDER AND CHIEF EXECUTIVE OFFICER

yes

09/2015

Aug 6, 2026

STEELE, JONATHAN, EDWARD

FOUNDER AND CHIEF INVESTMENT OFFICER

yes

09/2015

Aug 6, 2026

DAVID STEELE FAMILY LIVING TRUST

Member

yes

03/2020

Mar 6, 2021

Nov 26, 2024

STEELE & VILLENA TRUST

Member

yes

03/2020

Mar 6, 2021

Nov 26, 2024

STEELE, DAVID, GERALD

TRUSTEE, MEMBER

yes

03/2020

Sep 4, 2015

Nov 26, 2024

STEELE, JONATHAN, EDWARD

TRUSTEE, MEMBER

yes

03/2020

Sep 4, 2015

Nov 26, 2024

2015 ALEXANDER JAMES SCHMITZ REVOCABLE TRUST

Member

03/2020

Mar 6, 2021

Nov 26, 2024

SCHMITZ, ALEXANDER, JAMES

TRUSTEE, MEMBER

03/2020

Sep 4, 2015

Nov 26, 2024

VILLENA, JULIE ANNE MARIE, SAMANIEGO

TRUSTEE, MEMBER

03/2020

Mar 6, 2021

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OWA INSURANCE SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$1.3B

n/a

2024

Apr 23, 2025

$1.1B

n/a

2023

Mar 5, 2024

$842M

n/a

2022

Mar 17, 2023

$748M

n/a

2021

Mar 14, 2022

$713M

n/a

2020

Mar 6, 2021

$592M

n/a

2019

Jan 17, 2020

$408M

n/a

2018

Mar 1, 2019

$349M

n/a

2017

Feb 21, 2018

$352M

n/a

2016

Feb 14, 2017

$299M

$298M

n/a

2015

Mar 11, 2016

$250M

n/a

2014

Feb 11, 2015

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

19.0%

$748M

18.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J.P. MORGAN SECURITIES LLC

Sep 10, 2015

Mar 15, 2016

SAN FRANCISCO, CA

Team lift out

Other

0.1%