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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

PATRICK TERENCE BASSETT

Advisor at JANSSON FINANCIAL SVCS

Dunkirk, MD | WARNER ROBINS, GA

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Search this name across graphsid dfx:ria:127eb98a-5a45-d1f4-8040-74aaf67dfc15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANSSON FINANCIAL SVCS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 20, 2023
First registration: Jan 14, 2002
Dual registered: yes, broker-dealer
Other names: PATRICK T BASSETT
IAPD individual key: 2337415

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANSSON FINANCIAL SVCS	State registered	Jul 8, 2025	n/a	yes	Dunkirk, MD\|WARNER ROBINS, GA	Current employment
H. BECK, INC.	Former SEC adviser	May 7, 2007	Jan 14, 2008	no	Rockville, MD	Previous registration
RYDEX ADVISORY SERVICES, LLC	n/a	Jan 4, 2006	Apr 30, 2007	no	ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Jan 14, 2002	Oct 22, 2004	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H. BECK, INC.	JANSSON FINANCIAL SVCS	Jan 14, 2008	Jul 8, 2025	6,385	Firm change after gap	Other
RYDEX ADVISORY SERVICES, LLC	H. BECK, INC.	Apr 30, 2007	May 7, 2007	7	Firm change	Other
H. BECK, INC.	RYDEX ADVISORY SERVICES, LLC	Oct 22, 2004	Jan 4, 2006	439	Firm change after gap	Other

Relationships

Registered with (3)

→ JANSSON FINANCIAL SVCSRegistered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
May 7, 2007 to Jan 14, 2008factForm ADV
→ RYDEX ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 4, 2006 to Apr 30, 2007factForm ADV

Dated events

No dated event names this entity yet.