RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• T•••••• B••••••
- J•••••• F•••••••• S••• state registered currentsince Jul 8, 2025 · Dunkirk, Md
- H• B•••• I••• formerMay 7, 2007 to Jan 14, 2008 · Rockville, Md
- R•••• A••••••• S•••••••• L•• unclassifiedJan 4, 2006 to Apr 30, 2007 · Rockville, Md
- H• B•••• I••• formerJan 14, 2002 to Oct 22, 2004 · Rockville, Md
- H• B•••• I••• to J•••••• F•••••••• S•••left Jan 14, 2008, registered Jul 8, 2025 (6385 days) · Other
- R•••• A••••••• S•••••••• L•• to H• B•••• I•••left Apr 30, 2007, registered May 7, 2007 (7 days) · Other
- H• B•••• I••• to R•••• A••••••• S•••••••• L••left Oct 22, 2004, registered Jan 4, 2006 (439 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address