DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• F•••••••• A•••••••• I•••
INDEPENDENCE, OH | Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 3, 2011 | n/a | yes | INDEPENDENCE, OH|Columbus, OH | Current employment |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Nov 26, 2008 | Jan 3, 2011 | no | INDEPENDENCE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| A••••••••• F•••••••• S•••••••• L•• | V••• F•••••••• P•••••••• L•• | Nov 12, 2008 | Nov 26, 2008 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 7, 2005 | Nov 12, 2008 | no | INDEPENDENCE, OH|Westlake, OH | Previous registration |
| 14 |
| Firm change |
| Other |