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T••••• R•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

T••••• R•••••• F••••••

Advisor at H••••••• C••••••••• A••••••••• I•••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:128fb56c-335a-e391-ebc1-8341c2b7779b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• C••••••••• A••••••••• I•••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• C••••••••• A••••••••• I•••	Institutional manager	Dec 24, 2024	n/a	yes	CLEVELAND, OH	Current employment
R•••••• J•••• F•••••••• S•••••••• I•••	n/a	Jan 6, 2004	Apr 1, 2004	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• C••••••••• I••• ••• ••••••••	R•••••• J•••• F•••••••• S•••••••• I•••	Nov 30, 2006	Jan 6, 2004	-1,059	Firm change after gap	Other
R•••••• J•••• F•••••••• S•••••••• I•••	H••••••• C••••••••• A••••••••• I•••	Apr 1, 2004

Relationships

Registered with (4)

→ H••••••• C••••••••• A••••••••• I•••Registered adviserregistration: current employment
Dec 24, 2024 to presentfactForm ADV
→ F••••• W••••• C••••••••• I••• ••• ••••••••Registered adviserregistration: previous registration
Feb 21, 2003 to Nov 30, 2006factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2004 to Apr 1, 2004factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:128fb56c-335a-e391-ebc1-8341c2b7779b
First observed: Feb 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.