RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R•••••• F••••••
- H••••••• C••••••••• A••••••••• I••• institutional currentsince Dec 24, 2024 · Cleveland, Oh
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 6, 2004 to Apr 1, 2004 · Cleveland, Oh
- F••••• W••••• C••••••••• I••• ••• •••••••• unclassifiedFeb 21, 2003 to Nov 30, 2006 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedFeb 27, 2001 to Jan 7, 2004 · Cleveland, Oh
- F••••• W••••• C••••••••• I••• ••• •••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Nov 30, 2006, registered Jan 6, 2004 (-1059 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to H••••••• C••••••••• A••••••••• I•••left Apr 1, 2004, registered Dec 24, 2024 (7572 days) · Other
- L•• F•••••••• L•• to F••••• W••••• C••••••••• I••• ••• ••••••••left Jan 7, 2004, registered Feb 21, 2003 (-320 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address