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D•••••• A•• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••••• A•• P•••

Advisor at T••• H•••••• L••

FOSTER CITY, CA

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Search this name across graphsid dfx:ria:1291be6c-0211-d77f-5409-766bd078d1e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• H•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••• H•••••• L••	Independent wealth	Jul 3, 2024	n/a	yes	FOSTER CITY, CA	Current employment
R•••••• P••• A•••••••	Independent wealth	Sep 25, 2020	Jul 11, 2024	no	R•••••• CITY, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P••• A•••••••	T••• H•••••• L••	Jul 11, 2024	Jul 3, 2024	-8	Firm change	RIA to RIA
J•• W••••• M••••••••• I•••	R•••••• P••• A•••••••	Jun 15, 2021

Relationships

Registered with (4)

→ T••• H•••••• L••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ R•••••• P••• A•••••••Registered adviserregistration: previous registration
Sep 25, 2020 to Jul 11, 2024factForm ADV
→ J•• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2011 to Jun 15, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
D•••••• A•• P••• left R•••••• P••• A••••••• for T••• H•••••• L•• (registered 2024-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1291be6c-0211-d77f-5409-766bd078d1e0
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.