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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

REDWOOD PARK ADVISORS

REDWOOD PARK ADVISORS, LLC, CRD 307958

REDWOOD CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:788f21fd-bc0a-23e4-e34a-227f01c50d6c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 26, 2020 to Mar 19, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $170MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $157M
Private client RAUM: $170MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $85.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 299
Individual clients: 61
High net worth clients: 60
Custody, client assets: $115M
SEC number: 801-128196
CIK: 2056274
CRD: 307958
Filings on the tape: 15
First filed: May 26, 2020
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, CA
Website: redwoodparkadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN THOMAS PETTIGREW	Certified Financial Planner	REDWOOD CITY, CA	6	22	2	no
DAVID MICHAEL SMITH	Chartered Financial Analyst	REDWOOD CITY, CA	6	21	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PETTIGREW, BENJAMIN, THOMAS	CO-FOUNDER & CHIEF COMPLIANCE OFFICER	D	yes	06/2020	May 26, 2020	Jul 16, 2024
SMITH, DAVID, MICHAEL	CO-FOUNDER	D	yes	06/2020	May 26, 2020	Jul 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$170M	$157M	3	2	n/a	n/a
2024	Mar 28, 2025	$143M	$137M	2	2	n/a	n/a
2023	Mar 21, 2024	$121M	$121M	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$170M	$143M	19.3%	n/a	n/a	3	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jul 2, 2020	Jun 29, 2020	REDWOOD CITY, CA	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (3)

← BENJAMIN THOMAS PETTIGREWAdvisorregistration: current employment
Jun 29, 2020 to presentfactForm ADV
← DAVID MICHAEL SMITHAdvisorregistration: current employment
Jun 29, 2020 to presentfactForm ADV
← DEBORAH ANN PERIAdvisorregistration: previous registration
Sep 25, 2020 to Jul 11, 2024factForm ADV

Controls (2)

← PETTIGREW, BENJAMIN, THOMASOwnerCO-FOUNDER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 26, 2020 to Jul 16, 2024factForm ADV
← SMITH, DAVID, MICHAELOwnerCO-FOUNDER, ownership code D, individual
May 26, 2020 to Jul 16, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jul 2, 2020 to Jun 29, 2020factForm ADV

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
Deborah Ann Peri left Redwood Park Advisors for Team Hewins, Llc (registered 2024-07-03)
Form ADVobserved 5 days ago
Occurred
Sep 24, 2020
Control person joined
Ann Deborah Peri-Clendenin (Managing Member & Iar) appeared on Schedule A of Redwood Park Advisors
Form ADVobserved 5 days ago
Occurred
May 26, 2020
First Form ADV filing
Redwood Park Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:788f21fd-bc0a-23e4-e34a-227f01c50d6c
First observed: May 26, 2020
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDWOOD PARK ADVISORS

REDWOOD PARK ADVISORS, LLC, CRD 307958

REDWOOD CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:788f21fd-bc0a-23e4-e34a-227f01c50d6c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN THOMAS PETTIGREW

Certified Financial Planner

REDWOOD CITY, CA

DAVID MICHAEL SMITH

Chartered Financial Analyst

REDWOOD CITY, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PETTIGREW, BENJAMIN, THOMAS

CO-FOUNDER & CHIEF COMPLIANCE OFFICER

yes

06/2020

May 26, 2020

Jul 16, 2024

SMITH, DAVID, MICHAEL

CO-FOUNDER

yes

06/2020

May 26, 2020

Jul 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$170M

$157M

n/a

2024

Mar 28, 2025

$143M

$137M

n/a

2023

Mar 21, 2024

$121M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$170M

$143M

19.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jul 2, 2020

Jun 29, 2020

REDWOOD CITY, CA

Team lift out

Ibd to new firm

0.0%