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Advisor at ROSSBY FINANCIAL, LLC
Anchorage, AK | MELBOURNE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSSBY FINANCIAL, LLC | Independent wealth | Dec 5, 2025 | n/a | yes | MELBOURNE, FL|Anchorage, AK | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | Dec 11, 2025 | no | ANCHORAGE, AK | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Feb 10, 2021 | Jan 24, 2025 | no | ANCHORAGE, AK|VIRGINIA BEACH, VA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Oct 2, 2017 | Feb 11, 2021 | no | Kent, WA|ANCHORAGE, AK|SAN DIEGO, CA|ANCHORAGE, AK | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 16, 2010 | Oct 13, 2017 | no | ANCHORAGE, AK | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 10, 2008 | Jun 28, 2010 | no | FAIRBANKS, AK|ANCHORAGE, AK|FORT COLLINS, CO|FAIRBANKS, AK|FAIRBANKS, AK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | ROSSBY FINANCIAL, LLC | Dec 11, 2025 | Dec 5, 2025 | -6 | Firm change | Ibd to RIA |
| OSAIC FS, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | OSAIC FS, INC. | Feb 11, 2021 | Feb 10, 2021 | -1 | Firm change | Ibd to ibd |
| VALIC FINANCIAL ADVISORS, INC. | CUSO FINANCIAL SERVICES, L.P. | Oct 13, 2017 | Oct 2, 2017 | -11 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | VALIC FINANCIAL ADVISORS, INC. | Jun 28, 2010 | Dec 16, 2010 | 171 | Firm change | Other |