DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••••••• R•• A••••••

R••••• F••••••••• L••independent RIAAnchorage, Ak IA-onlyIAPD 5500090

Feed of 09/15/2026

Also filed as J••• C••••••••• R•• A••••••

At current firm

0 y

since Dec 5, 2025

In the industry

18 y

since Jun 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• F••••••••• L•• independent RIA current
since Dec 5, 2025 · Melbourne, Fl
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Dec 11, 2025 · Anchorage, Ak
O•••• F•• I••• former
Feb 10, 2021 to Jan 24, 2025 · Anchorage, Ak
C••• F•••••••• S•••••••• L••• former
Oct 2, 2017 to Feb 11, 2021 · Kent, Wa
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 16, 2010 to Oct 13, 2017 · Anchorage, Ak
W•••• F•••• I••••••••• L•• unclassified
Jul 10, 2008 to Jun 28, 2010 · Fairbanks, Ak

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to R••••• F••••••••• L••
left Dec 11, 2025, registered Dec 5, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
C••• F•••••••• S•••••••• L••• to O•••• F•• I•••
left Feb 11, 2021, registered Feb 10, 2021 (-1 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to C••• F•••••••• S•••••••• L•••
left Oct 13, 2017, registered Oct 2, 2017 (-11 days) · Other
W•••• F•••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Jun 28, 2010, registered Dec 16, 2010 (171 days) · Other

Signals

J••• C••••••••• R•• A•••••• left O•••• W•••••• I••• for R••••• F••••••••• L•• (registered 2025-12-05)
Dec 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address