DFX Intelligence

S•••• H••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S•••• H••••• P•••••

Advisor at B••••••••• C•••••• M••••••••• L••

Palos Park, IL | WHEATON, IL

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Search this name across graphsid dfx:ria:1295a686-f6de-396a-ea7e-ee36d3b8aa7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Oct 23, 2013	n/a	yes	WHEATON, IL\|Palos Park, IL	Current employment
M•••••••• F•••••••• P•••••••••	Independent wealth	Aug 27, 2003	Oct 25, 2013	no	BURR RIDGE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• F•••••••• P•••••••••	B••••••••• C•••••• M••••••••• L••	Oct 25, 2013	Oct 23, 2013	-2	Firm change	Other

Relationships

Registered with (2)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 23, 2013 to presentfactForm ADV
→ M•••••••• F•••••••• P•••••••••Registered adviserregistration: previous registration
Aug 27, 2003 to Oct 25, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1295a686-f6de-396a-ea7e-ee36d3b8aa7c
First observed: Aug 27, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.