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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

MARK ALAN POELMA

Advisor at ICONIQ CAPITAL, LLC

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:1296ce43-aae6-5495-743c-fa57b2dd7ecd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ICONIQ CAPITAL, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: May 25, 2012
First registration: Sep 4, 2015
Dual registered: no
IAPD individual key: 6037320

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ICONIQ CAPITAL, LLC	Asset manager	Apr 13, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
IEQ CAPITAL, LLC	Independent wealth	Feb 28, 2025	Jun 9, 2026	no	RENO, NV	Previous registration
EPIQ CAPITAL GROUP, LLC	Former SEC adviser	Feb 20, 2019	Feb 28, 2025	no	SAN FRANCISCO, CA\|RENO, NV	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 4, 2015	May 25, 2018	no	RENO, NV\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IEQ CAPITAL, LLC	ICONIQ CAPITAL, LLC	Jun 9, 2026	Apr 13, 2026	-57	Firm change after gap	Other
EPIQ CAPITAL GROUP, LLC	IEQ CAPITAL, LLC	Feb 28, 2025	Feb 28, 2025	0	Channel change	RIA to RIA
STRATEGIC ADVISERS LLC	EPIQ CAPITAL GROUP, LLC	May 25, 2018	Feb 20, 2019	271	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ ICONIQ CAPITAL, LLCRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ IEQ CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 28, 2025 to Jun 9, 2026factForm ADV
→ EPIQ CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 20, 2019 to Feb 28, 2025factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 4, 2015 to May 25, 2018factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
Mark Alan Poelma left Ieq Capital, Llc for Iconiq Capital, Llc (registered 2026-04-13)
Form ADVobserved 6 days ago