DFX Intelligence

I•• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

I•• C••••••• L••

CRD 301819

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5067a96f-733a-3e60-3c37-1fc17a7692ed

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 251
Dated events: 40
On other graphs: 2
Observed: Apr 12, 2019 to Jun 9, 2026
27 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

2 advisors left R•• C•••••• M••••••• L•• (San Francisco, CA) for I•• C••••••• L•• on the same day

Dated 2026-08-28 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

I•• C••••••• L•• · destination firm

Advisor Recruiting IntelligenceAug 28, 2026 · seen 7 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•• C••••••• L••

Intermediary · shared crd

Real Estate Fundsidentity

I•• C••••••• L••

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $57B••• Locked
Discretionary RAUM: $46B
Private client RAUM: $57Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 195
RAUM per advisor: $291Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• S•••• H•••••••	n/a	FOSTER CITY, CA	7	15	2	no
D••• I•••• H••••••	n/a	FOSTER CITY, CA	7	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C•••• L••••	MANAGING PARTNER	Na	yes	09/2024	Oct 9, 2024	Oct 9, 2024
H•••••••• E•••• S••••	MANAGING PARTNER	Na	yes	06/2019	Jun 4, 2019	Oct 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••• C•••••• G••••• L••	n/a	Former SEC adviser	$4.9B	N	yes	n/a
E•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	32	no
LOS ANGELES	CA	United States	18	no
Dallas	TX	United States	10	no
Lafayette	CA	United States	6	no
Boston	Ma	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
29	7	22	3.6%	11	0	0	56	16

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$57B	$35B	60.4%	$19B	45.2%	266	222	19	13

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V••••• S•••••••• W••••• P•••••••• L••	2	Jul 7, 2025	Aug 22, 2025	SAN FRANCISCO, CA	Team lift out	RIA to new firm	1.5%
W•••• F•••• A•••••••	3	Jul 26, 2023

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•• C•••••• M••••••• L••	2	Aug 28, 2026	Aug 17, 2026	SAN FRANCISCO, CA	Team lift out	Ibd to RIA	0.1%
M••••• S••••••	2	May 6, 2026	Jun 5, 2026

Relationships

showing 80 of 251

Registered with (79)

← Vidusshi HingadAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← Franz Elias WeigelAdvisorregistration: current employment
Aug 26, 2026 to presentfactForm ADV
← Caitlin Elizabeth FordAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← NEHA J•••••

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 28, 2026
Team lift-out
2 advisors left R•• C•••••• M••••••• L•• (San Francisco, CA) for I•• C••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Jun 9, 2026
Advisor changed firm
Mark Alan Poelma left I•• C••••••• L•• for Iconiq Capital, Llc (registered 2026-04-13)
Form ADVobserved 7 days ago
Occurred
May 28, 2026
Advisor changed firm
Timothy Aaron Day left I•• C••••••• L•• for Evolve Private Wealth, Llc (registered 2026-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5067a96f-733a-3e60-3c37-1fc17a7692ed
First observed: Apr 12, 2019
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.