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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)24 years in industry

MICHAEL PAUL FINKELSTEIN

Advisor at WELLS FARGO ADVISORS

COLLEGEVILLE, PA | BLOOMFIELD HILLS , MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1297b1f6-5de8-c893-54b7-8bf2a2df48d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 6, 2010 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Michael Paul Finkelstein

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Mar 30, 2019
First registration: Apr 6, 2010
Dual registered: yes, broker-dealer
Other names: MICHAEL FINKELSTEIN|MICHAEL Paul FINKELSTEIN
IAPD individual key: 5434774

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 6, 2019	n/a	yes	COLLEGEVILLE, PA\|BLOOMFIELD HILLS , MI	Current employment
NORTHPOINTE CAPITAL LLC	Former SEC adviser	Jan 8, 2015	Apr 29, 2019	no	BLOOMFIELD HILLS, MI	Previous registration
NORTHPOINTE CAPITAL LLC	Former SEC adviser	Apr 6, 2010	Dec 31, 2014	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHPOINTE CAPITAL LLC	WELLS FARGO ADVISORS	Apr 29, 2019	Mar 6, 2019	-54	Firm change after gap	Other

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ NORTHPOINTE CAPITAL LLCRegistered adviserregistration: previous registration
Jan 8, 2015 to Apr 29, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1297b1f6-5de8-c893-54b7-8bf2a2df48d0
First observed: Apr 6, 2010
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL PAUL FINKELSTEIN

Advisor at WELLS FARGO ADVISORS

COLLEGEVILLE, PA | BLOOMFIELD HILLS , MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1297b1f6-5de8-c893-54b7-8bf2a2df48d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 6, 2019

n/a

yes

COLLEGEVILLE, PA|BLOOMFIELD HILLS , MI

Current employment

NORTHPOINTE CAPITAL LLC

Former SEC adviser

Jan 8, 2015

Apr 29, 2019

BLOOMFIELD HILLS, MI

Previous registration

NORTHPOINTE CAPITAL LLC

Former SEC adviser

Apr 6, 2010

Dec 31, 2014

BLOOMFIELD HILLS, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NORTHPOINTE CAPITAL LLC

WELLS FARGO ADVISORS

Apr 29, 2019

Mar 6, 2019

-54

Firm change after gap

Other