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Advisor at KATHMERE CAPITAL MANAGEMENT, LLC
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KATHMERE CAPITAL MANAGEMENT, LLC | Independent wealth | Sep 30, 2019 | n/a | yes | WAYNE, PA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | May 30, 2012 | Oct 1, 2019 | no | MORRISTOWN, NJ|KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 24, 2012 | Oct 9, 2019 | no | BRYN MAWR, PA|FORT MILL, SC|KING OF PRUSSIA, PA|KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PRIVATE ADVISOR GROUP, LLC | Oct 9, 2019 | May 30, 2012 | -2,688 | Firm change after gap | Other |
| PRIVATE ADVISOR GROUP, LLC | KATHMERE CAPITAL MANAGEMENT, LLC | Oct 1, 2019 | Sep 30, 2019 | -1 | Firm change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:155216:PA:2019-10-09 | Oct 9, 2019 | May 30, 2012 | KING OF PRUSSIA, PA | Firm change after gap |
| 155216:305118:PA:2019-10-01 | Oct 1, 2019 | Sep 30, 2019 | KING OF PRUSSIA, PA | Firm change |