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RIA / WealthAdvisorCertified Financial Planner50 years in industry

JAMES MARC MORRIS

Advisor at FMA WEALTH MANAGEMENT, LLC

DUXBURY, MA

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Search this name across graphsid dfx:ria:129f9019-b0bb-a965-a975-8a2c4b2450da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FMA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 23, 1980
First registration: Jan 1, 2001
Dual registered: no
IAPD individual key: 705495

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FMA WEALTH MANAGEMENT, LLC	Independent wealth	Mar 31, 2021	n/a	yes	DUXBURY, MA	Current employment
FSA WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 13, 2019	Apr 12, 2021	no	DUXBURY, MA\|NEEDHAM, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Nov 14, 2006	Nov 1, 2019	no	DUXBURY, MA\|DUXBURY, MA	Previous registration
FINANCIAL MANAGEMENT ASSOCIATES, LLC	Former SEC adviser	Jan 1, 2001	Sep 29, 2020	no	DUXBURY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSA WEALTH MANAGEMENT, LLC	FMA WEALTH MANAGEMENT, LLC	Apr 12, 2021	Mar 31, 2021	-12	Firm change	RIA to new firm
FINANCIAL MANAGEMENT ASSOCIATES, LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 29, 2020	Nov 14, 2006	-5,068	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	FSA WEALTH MANAGEMENT, LLC	Nov 1, 2019	Nov 13, 2019	12	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ FMA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ FSA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 13, 2019 to Apr 12, 2021factForm ADV
→ FINANCIAL MANAGEMENT ASSOCIATES, LLCRegistered adviserregistration: previous registration
Jan 1, 2001 to Sep 29, 2020factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Nov 14, 2006 to Nov 1, 2019factForm ADV

Dated events

No dated event names this entity yet.