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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

FSA WEALTH MANAGEMENT, LLC

CRD 288525

NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4529c6a-1643-2549-25f6-6fc5d2a2f66d

Data as of Mar 4, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 11
On other graphs: 0
Observed: Jul 11, 2017 to Mar 4, 2025
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $459MItem 5.F on the latest filing (2025-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $459M
Private client RAUM: $445MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 916
Individual clients: 177
High net worth clients: 123
Custody, client assets: $455M
SEC number: 801-110991
CRD: 288525
Filings on the tape: 26
First filed: Jul 11, 2017
Latest filed: Mar 4, 2025
Organised: Limited Liability Company, MA
Website: fsawm.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HESLOP, SIMON, JOHN	MANAGING PARTNER AND PRESIDENT	D	yes	03/2017	Jul 11, 2017	Mar 21, 2024
MORRISSEY, GAVIN, MICHAEL	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	D	yes	05/2017	Jul 11, 2017	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 4, 2025	$459M	$459M	6	5	0	n/a	n/a
2023	Mar 21, 2024	$414M	$414M	5	4	0	n/a	n/a
2022	Feb 6, 2023	$385M	$380M	5	4	0	n/a	n/a
2021	Mar 14, 2022	$352M	$330M	4	3	0	n/a	n/a
2020	Mar 12, 2021	$450M	$450M	4	3	0	n/a	n/a
2019	Mar 12, 2020	$365M	$360M	6	4	1	n/a	n/a
2018	Mar 18, 2019	$231M	$231M	4	3	0	n/a	n/a
2017	Mar 23, 2018	$270M	$220M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$459M	$414M	10.9%	$352M	9.3%	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	4	Dec 31, 2025	Dec 3, 2025	NEEDHAM, MA	Firm absorbed	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	2	Aug 16, 2019	Aug 14, 2017	NEEDHAM, MA	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (5)

← SIMON JOHN HESLOPAdvisorregistration: previous registration
Aug 14, 2017 to Dec 31, 2025factForm ADV
← GAVIN MICHAEL MORRISSEYAdvisorregistration: previous registration
Aug 14, 2017 to Dec 31, 2025factForm ADV
← Greg GohrAdvisorregistration: previous registration
Apr 5, 2022 to Dec 31, 2025factForm ADV
← Meagan H Swanson RogersAdvisorregistration: previous registration
Oct 16, 2018 to Dec 31, 2025factForm ADV
← JAMES MARC MORRISAdvisorregistration: previous registration
Nov 13, 2019 to Apr 12, 2021factForm ADV

Moved with (2)

→ ALLWORTH FINANCIAL, L.P.Registered adviser4 advisors, firm absorbed, same day
Dec 31, 2025 to Dec 3, 2025factForm ADV
← COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out, same day
Aug 16, 2019 to Aug 14, 2017factForm ADV

Controls (2)

← HESLOP, SIMON, JOHNOwnerMANAGING PARTNER AND PRESIDENT, ownership code D, individual
Jul 11, 2017 to Mar 21, 2024factForm ADV
← MORRISSEY, GAVIN, MICHAELOwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jul 11, 2017 to Mar 21, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Firm absorbed
Fsa Wealth Management, LLC's advisors moved to Allworth Financial, L.P. (Needham, MA): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Gavin Michael Morrissey left Fsa Wealth Management, Llc for Allworth Financial, L.P. (registered 2025-12-03)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Greg Gohr left Fsa Wealth Management, Llc for Allworth Financial, L.P. (registered 2025-12-03)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Simon John Heslop left Fsa Wealth Management, Llc for Allworth Financial, L.P. (registered 2025-12-03)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Meagan H Swanson Rogers left Fsa Wealth Management, Llc for Allworth Financial, L.P. (registered 2025-12-03)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2021
Control person left
Marc James Morris (Managing Partner) no longer on Schedule A of Fsa Wealth Management, Llc (listed 2020-09-21, absent 2021-03-12)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2020
Regulatory AUM changed
Fsa Wealth Management, Llc reported RAUM $364.8M, up 58% from $231.0M (2019-09-20 to 2020-03-12)
Form ADVobserved 6 days ago
$134M
Occurred
Mar 12, 2020
Control person joined
Marc James Morris (Managing Partner) appeared on Schedule A of Fsa Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Sep 20, 2019
Succession filed (Item 4)
Fsa Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Jul 11, 2017
First Form ADV filing
Heslop & Morrissey filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Fsa Wealth Management, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $459.3M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4529c6a-1643-2549-25f6-6fc5d2a2f66d
First observed: Jul 11, 2017
Last observed: Mar 4, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FSA WEALTH MANAGEMENT, LLC

CRD 288525

NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4529c6a-1643-2549-25f6-6fc5d2a2f66d

Data as of Mar 4, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HESLOP, SIMON, JOHN

MANAGING PARTNER AND PRESIDENT

yes

03/2017

Jul 11, 2017

Mar 21, 2024

MORRISSEY, GAVIN, MICHAEL

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

05/2017

Jul 11, 2017

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 4, 2025

$459M

n/a

2023

Mar 21, 2024

$414M

n/a

2022

Feb 6, 2023

$385M

$380M

n/a

2021

Mar 14, 2022

$352M

$330M

n/a

2020

Mar 12, 2021

$450M

n/a

2019

Mar 12, 2020

$365M

$360M

n/a

2018

Mar 18, 2019

$231M

n/a

2017

Mar 23, 2018

$270M

$220M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$459M

$414M

10.9%

$352M

9.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Dec 31, 2025

Dec 3, 2025

NEEDHAM, MA

Firm absorbed

RIA to ibd

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Aug 16, 2019

Aug 14, 2017

NEEDHAM, MA

Team lift out

Ibd to RIA

0.1%