DFX Intelligence

D••••• C•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

D••••• C•••••• M•••••••

Advisor at W••••••••• A••••••• P••••••• L••

Westchester, PA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:12a2769c-1595-b172-f29c-c16fc45ba03b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jan 11, 2017	n/a	yes	Westchester, PA\|WEST CHESTER, PA	Current employment
W••••••••• C•••••• M••••••••• L••	Independent wealth	Jan 7, 2017	Jan 11, 2017	no	WestChester, PA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• C•••••• M••••••••• L••	W••••••••• A••••••• P••••••• L••	Jan 11, 2017	Jan 11, 2017	0	Firm change	Other

Relationships

Registered with (2)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jan 11, 2017 to presentfactForm ADV
→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2017 to Jan 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12a2769c-1595-b172-f29c-c16fc45ba03b
First observed: Jan 7, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.