DFX Intelligence

A••••••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••••• C•••••• A••••••• L••

CRD 166226

BERKELEY, CA

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Search this name across graphsid dfx:ria:12ab3fc7-c387-95d5-5b6f-13e875f8c1f3

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: May 4, 2013 to Jul 23, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $851M••• Locked
Discretionary RAUM: $633M
Private client RAUM: $840Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $170Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••• M••••• K••••••	Certified Financial Planner	BERKELEY, CA	9	17	2	no
J••••••• M•••••••••	n/a	Berkeley, CA	8	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• S•••• M•••••	MANAGING MEMBER	E	yes	01/2021	May 4, 2013	Nov 1, 2024
K••••••• S•••• M•••••	MANAGING MEMBER	Na	yes	05/2013	May 4, 2013	Nov 1, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$851M	$636M	33.8%	$445M	24.1%	11	9	0	0

Relationships

Registered with (7)

← J••• T••••• B••••••Advisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← R•••••• J•••• G•••••••Advisorregistration: current employment
Dec 6, 2023 to presentfactForm ADV
← R••••• J•• S••••• B•••••••Advisorregistration: current employment
May 1, 2018 to presentfactForm ADV
← J••••••• M•••••••••

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
A••••••• C•••••• A••••••• L•• reported RAUM $851.3M, up 34% from $636.1M (2025-04-01 to 2026-03-23)
Form ADVobserved 7 days ago
$215M
Occurred
Apr 1, 2025
Regulatory AUM changed
A••••••• C•••••• A••••••• L•• reported RAUM $636.1M, up 32% from $480.1M (2024-11-01 to 2025-04-01)
Form ADVobserved 7 days ago
$156M
Occurred
May 20, 2024
Advisor changed firm
Susan Amanda Landry left A••••••• C•••••• A••••••• L•• for Wynn Capital Management, Llc (registered 2024-07-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12ab3fc7-c387-95d5-5b6f-13e875f8c1f3
First observed: May 4, 2013
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.