DFX Intelligence

M•••••• K••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

M•••••• K••• T••••

Advisor at M••••••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:5bda1ae3-92eb-c2f9-8062-797f665b1f02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Dec 1, 2022	n/a	yes	Walnut Creek, CA	Current employment
A••••••• C•••••• A••••••• L••	Independent wealth	Dec 10, 2019	Nov 18, 2022	no	BERKELEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• A••••••• L••	M••••••	Nov 18, 2022	Dec 1, 2022	13	Firm change	RIA to ibd
A••••••• S••••• F•••••••• L••	A••••••• C•••••• A••••••• L••	Dec 16, 2019	Dec 10, 2019

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Dec 1, 2022 to presentfactForm ADV
→ A••••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Dec 10, 2019 to Nov 18, 2022factForm ADV
→ A••••••• S••••• F•••••••• L••Registered adviserregistration: previous registration
Mar 30, 2017 to Dec 16, 2019factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bda1ae3-92eb-c2f9-8062-797f665b1f02
First observed: Apr 2, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.