DFX Intelligence

J•••• N••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J•••• N••••• B••••••

Advisor at F•••• P••••••• W•••••• L••

Phoenix, AZ

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Search this name across graphsid dfx:ria:12abfd30-a7f0-f263-9c2c-4c4abc704861

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Sep 17, 2024	n/a	yes	Phoenix, AZ	Current employment
H••••••••• L••	Former SEC adviser	Dec 22, 2023	Nov 21, 2024	no	SAN DIEGO, CA\|Phoenix, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• L••	F•••• P••••••• W•••••• L••	Nov 21, 2024	Sep 17, 2024	-65	Firm change after gap	RIA to RIA
W• W••••• M••••••••• L••	H••••••••• L••	Jul 11, 2023	Dec 22, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
141125:159289:AZ:2024-11-21	Nov 21, 2024	Sep 17, 2024	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ H••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2023 to Nov 21, 2024factForm ADV
→ W• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Jul 11, 2023factForm ADV
→ F••• P•••• W••••• M••••••••• L••Registered adviser

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
J•••• N••••• B•••••• left H••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-09-17)
Form ADVobserved 7 days ago
Occurred
Jul 11, 2023
Advisor changed firm
J•••• N••••• B•••••• left W• W••••• M••••••••• L•• for H••••••••• L•• (registered 2023-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12abfd30-a7f0-f263-9c2c-4c4abc704861
First observed: Jun 15, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.