DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• N••••• B••••••

F•••• P••••••• W•••••• L••independent RIAPhoenix, AzIA-onlyIAPD 6581939

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• B••••••

At current firm

2 y

since Sep 17, 2024

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Sep 17, 2024 · Phoenix, Az
H••••••••• L•• former
Dec 22, 2023 to Nov 21, 2024 · San Diego, Ca
W• W••••• M••••••••• L•• independent RIA
May 24, 2018 to Jul 11, 2023 · Flagstaff, Az
F••• P•••• W••••• M••••••••• L•• unclassified
Aug 11, 2017 to Dec 12, 2017 · Flagstaff, Az
E•••••••• A•••••••• L•• national BD
Jun 15, 2016 to Jun 14, 2017 · Flagstaff, Az

Moves

a registration end followed by a registration begin elsewhere

H••••••••• L•• to F•••• P••••••• W•••••• L••
left Nov 21, 2024, registered Sep 17, 2024 (-65 days) · RIA to RIA · moved with a team
W• W••••• M••••••••• L•• to H••••••••• L••
left Jul 11, 2023, registered Dec 22, 2023 (164 days) · RIA to RIA
F••• P•••• W••••• M••••••••• L•• to W• W••••• M••••••••• L••
left Dec 12, 2017, registered May 24, 2018 (163 days) · Other
E•••••••• A•••••••• L•• to F••• P•••• W••••• M••••••••• L••
left Jun 14, 2017, registered Aug 11, 2017 (58 days) · Other

Signals

J•••• N••••• B•••••• left H••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-09-17)
Nov 21, 2024 · Advisor changed firm · fact
J•••• N••••• B•••••• left W• W••••• M••••••••• L•• for H••••••••• L•• (registered 2023-12-22)
Jul 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address