This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THE FIDUCIARY ALLIANCE

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

May 26, 2020

First registration

Dec 15, 2020

Dual registered

no

IAPD individual key

6971025

• Occurred

  Jan 16, 2025
  Advisor changed firm

  Timothy Dick left Dakota Wealth, Llc for The Fiduciary Alliance (registered 2025-03-27)

  Form ADVobserved 4 days ago
• Occurred

  Apr 1, 2022
  Advisor changed firm

  Timothy Dick left John Hancock Personal Financial Services, Llc for Dakota Wealth, Llc (registered 2022-06-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:12ad48f1-fdac-cc05-2735-e75e30ed9029

First observed

Dec 15, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.