DFX Intelligence

B•••• S•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

B•••• S•••• R•••••••

Advisor at J••••••• W••••• S••••••••• L••

S••••SDALE, AZ

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Search this name across graphsid dfx:ria:12b101dc-05f6-9f5d-a944-380b11ae64c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••••• W••••• S••••••••• L••	Independent wealth	Sep 14, 2018	n/a	yes	S••••SDALE, AZ	Current employment
H••••••• W••••• M••••••••• L••	Former SEC adviser	Jul 6, 2017	Dec 14, 2018	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• W••••• M••••••••• L••	J••••••• W••••• S••••••••• L••	Dec 14, 2018	Sep 14, 2018	-91	Firm change after gap	RIA to RIA
J••••••• W••••• S••••••••• L••	H••••••• W••••• M••••••••• L••	Nov 16, 2018	Jul 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
287909:298110:AZ:2018-12-14	Dec 14, 2018	Sep 14, 2018	PHOENIX, AZ	Firm change after gap
287908:287909:AZ:2018-11-16	Nov 16, 2018	Jul 6, 2017	S••••SDALE, AZ	Firm change after gap
155175:287908:AZ:2017-08-17	Aug 17, 2017	Jun 1, 2017	S••••SDALE, AZ	Firm change after gap

Relationships

Registered with (4)

→ J••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Sep 14, 2018 to presentfactForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 6, 2017 to Dec 14, 2018factForm ADV
→ J••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 1, 2017 to Nov 16, 2018factForm ADV
→ J••••••• W••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12b101dc-05f6-9f5d-a944-380b11ae64c4
First observed: Dec 1, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.