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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

JUNCTURE WEALTH STRATEGIES, LLC

CRD 287908

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71585488-3ecc-d269-94cf-6701eb566717

Data as of Apr 27, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Apr 27, 2017 to Apr 27, 2018
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $227MItem 5.F on the latest filing (2018-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $227M
Private client RAUM: $225MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 490
Individual clients: 161
High net worth clients: 105
Custody, client assets: $227M
SEC number: 801-110542
CRD: 287908
Filings on the tape: 6
First filed: Apr 27, 2017
Latest filed: Apr 27, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARKER, JACK, ANDREW	Owner	C	yes	03/2018	Apr 27, 2017	Apr 27, 2018
BARKER, JACK, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	04/2017	Apr 27, 2017	Apr 27, 2018
HAINES, BRADLEY, JAMES	Owner	C	yes	03/2018	Apr 27, 2017	Apr 27, 2018
JUNCTURE, INC.	Owner	E	yes	03/2018	Apr 27, 2018	Apr 27, 2018
RHONEMUS, BARRY, SCOTT	Owner	D	yes	03/2018	Apr 27, 2017	Apr 27, 2018

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lancaster	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 20, 2018	$227M	$227M	7	7	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$227M	n/a	n/a	n/a	n/a	7	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HERITAGE WEALTH MANAGEMENT, LLC	2	Nov 16, 2018	Jul 24, 2017	SCOTTSDALE, AZ	Team lift out	RIA to RIA	33.3%
JUNCTURE WEALTH STRATEGIES, LLC	3	Nov 16, 2018	Oct 24, 2018	SCOTTSDALE, AZ	Firm absorbed	RIA to RIA	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
JUNCTURE WEALTH STRATEGIES, LLC	4	Aug 17, 2017	Jul 24, 2017	SCOTTSDALE, AZ	Firm absorbed	Other	100.0%

Relationships

Controls (4)

← BARKER, JACK, ANDREWOwnerOWNER, ownership code C, individual
Apr 27, 2017 to presentfactForm ADV
← HAINES, BRADLEY, JAMESOwnerOWNER, ownership code C, individual
Apr 27, 2017 to presentfactForm ADV
← RHONEMUS, BARRY, SCOTTOwnerOWNER, ownership code D, individual
Apr 27, 2017 to presentfactForm ADV
← JUNCTURE, INC.OwnerOWNER, ownership code E, domestic entity
Apr 27, 2018 to presentfactForm ADV

Registered with (7)

← WANDA LEE STAPLEYAdvisorregistration: previous registration
Jun 6, 2017 to Nov 16, 2018factForm ADV
← JACK ANDREW BARKERAdvisorregistration: previous registration
Jul 24, 2017 to Nov 16, 2018factForm ADV
← BRADLEY JAMES HAINESAdvisorregistration: previous registration
Jul 24, 2017 to Nov 16, 2018factForm ADV
← BARRY SCOTT RHONEMUSAdvisorregistration: previous registration
Jun 1, 2017 to Nov 16, 2018factForm ADV
← TYLER ROBERT KARLAdvisorregistration: previous registration
Jan 17, 2018 to Nov 16, 2018factForm ADV
← CONNOR PIERCE SMITHAdvisorregistration: previous registration
Jun 28, 2017 to Nov 16, 2018factForm ADV
← MICHAEL BRENT FROSTAdvisorregistration: previous registration
Jul 24, 2017 to Aug 2, 2018factForm ADV

Moved with (3)

→ JUNCTURE WEALTH STRATEGIES, LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 16, 2018 to Oct 24, 2018factForm ADV
→ HERITAGE WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Nov 16, 2018 to Jul 24, 2017factForm ADV
← JUNCTURE WEALTH STRATEGIES, LLCRegistered adviser4 advisors, firm absorbed, same day
Aug 17, 2017 to Jul 24, 2017factForm ADV

Dated events

Occurred
Apr 27, 2017
Succession filed (Item 4)
Juncture Wealth Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Apr 27, 2017
First Form ADV filing
Juncture Wealth Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71585488-3ecc-d269-94cf-6701eb566717
First observed: Apr 27, 2017
Last observed: Apr 27, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JUNCTURE WEALTH STRATEGIES, LLC

CRD 287908

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71585488-3ecc-d269-94cf-6701eb566717

Data as of Apr 27, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARKER, JACK, ANDREW

Owner

yes

03/2018

Apr 27, 2017

Apr 27, 2018

BARKER, JACK, ANDREW

CHIEF COMPLIANCE OFFICER

yes

04/2017

Apr 27, 2017

Apr 27, 2018

HAINES, BRADLEY, JAMES

Owner

yes

03/2018

Apr 27, 2017

Apr 27, 2018

JUNCTURE, INC.

Owner

yes

03/2018

Apr 27, 2018

RHONEMUS, BARRY, SCOTT

Owner

yes

03/2018

Apr 27, 2017

Apr 27, 2018

City

State

Country

Employees

Also broker-dealer

Lancaster

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 20, 2018

$227M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$227M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HERITAGE WEALTH MANAGEMENT, LLC

Nov 16, 2018

Jul 24, 2017

SCOTTSDALE, AZ

Team lift out

RIA to RIA

33.3%

JUNCTURE WEALTH STRATEGIES, LLC

Nov 16, 2018

Oct 24, 2018

SCOTTSDALE, AZ

Firm absorbed

RIA to RIA

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

JUNCTURE WEALTH STRATEGIES, LLC

Aug 17, 2017

Jul 24, 2017

SCOTTSDALE, AZ

Firm absorbed

Other

100.0%