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C•••••• A•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)26 years in industry

C•••••• A•••••• T••••••

Advisor at A•••••• F••••••••• I•••

FOUNTAIN HILLS, AZ

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Search this name across graphsid dfx:ria:12c14239-048e-a6c1-aedd-f3014db54fb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• F••••••••• I•••	Independent wealth	May 12, 2017	n/a	yes	FOUNTAIN HILLS, AZ	Current employment
I••••••••• F•••••••• A•••••••	Independent wealth	Mar 9, 2017	Dec 10, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• A•••••••	A•••••• F••••••••• I•••	Dec 10, 2018	May 12, 2017	-577	Firm change after gap	RIA to RIA
G••••••• G••••• I••	I••••••••• F•••••••• A•••••••	Dec 3, 2018

Relationships

Registered with (5)

→ A•••••• F••••••••• I•••Registered adviserregistration: current employment
May 12, 2017 to presentfactForm ADV
→ I••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 9, 2017 to Dec 10, 2018factForm ADV
→ G••••••• G••••• I••Registered adviserregistration: previous registration
Mar 6, 2017 to Dec 3, 2018factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12c14239-048e-a6c1-aedd-f3014db54fb3
First observed: Apr 25, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.