DFX Intelligence

Data Factory

I••••••••• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

I••••••••• F•••••••• A•••••••

I••••••••• F•••••••• A•••••••, INC., CRD 125117

NEW LENOX, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d54b86c-9388-f67a-201e-ef9db8cc1c1b

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 82
Dated events: 17
On other graphs: 0
Observed: Feb 6, 2012 to Aug 6, 2026
71 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $240MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $240M
Private client RAUM: $240MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 34
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 34

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• L•• P•••••••	n/a	NEW LENOX, IL	23	52	3	no
O•••••• S••••••• P••••	n/a	JOLIET, IL	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O•••••••••	HOLDING COMPANY	E	yes	01/2003	Feb 6, 2012	Oct 1, 2024
P•••••••• R••••••• L••	PRESIDENT AND SECRETARY	E	yes	01/2003	Feb 6, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chandler	Az	United States	3	no
Winchester	Va	United States	3	yes
SALT LAKE CITY	Ut	United States	2	yes
Onalaska	Wi	United States	2	yes
APPLE VALLEY	CA

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	5.9%	0	0	0	2	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$240M	$338M	-28.8%	$278M	-4.8%	33	37	26	30

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••• F•••••••• S••••••••• L••	2	Sep 10, 2025	Aug 15, 2025	WINCHESTER, VA	Team lift out	RIA to RIA	5.9%

Relationships

showing 80 of 82

Registered with (73)

← Logan D BurrellAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Teresa MattsonAdvisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← Dennis Scott WeselAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Jacob Lawrence Perry

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 8, 2026
Advisor changed firm
April Spittle Blake left I••••••••• F•••••••• A••••••• for F••••••• F•••••••• S••••••••• L•• (registered 2026-04-20)
Form ADVobserved 7 days ago
Occurred
Nov 17, 2025
Advisor changed firm
Joanne Marie Woiteshek left I••••••••• F•••••••• A••••••• for Pmg Asset Management Inc (registered 2005-01-04)
Form ADVobserved 7 days ago
Occurred
Sep 10, 2025
Team lift-out
2 advisors left I••••••••• F•••••••• A••••••• (Winchester, VA) for F••••••• F•••••••• S••••••••• L•• on the same day
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d54b86c-9388-f67a-201e-ef9db8cc1c1b
First observed: Feb 6, 2012
Last observed: Aug 6, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 27, 2026	$240M	$240M	33	33	26	n/a	n/a
2024	Apr 30, 2025	$338M	$338M	37	37	30	n/a	n/a
2023	Jan 17, 2024	$285M	$285M	36	36	20	n/a	n/a
2022	Mar 2, 2023	$278M	$278M	37	37	23	n/a	n/a
2021	Mar 1, 2022	$321M	$321M	40	40	23	n/a	n/a
2020	Feb 1, 2021	$280M	$280M	52	42	26	n/a	n/a
2019	Mar 2, 2020	$272M	$272M	53	46	31	n/a	n/a
2018	Mar 18, 2019	$239M	$239M	68	51	31	n/a	n/a
2017	Feb 22, 2018	$243M	$243M	71	56	25	n/a	n/a
2016	Mar 20, 2017	$211M	$211M	69	69	n/a	n/a	n/a
2015	Feb 9, 2016	$185M	$185M	52	50	n/a	n/a	n/a
2014	Feb 10, 2015	$192M	$192M	51	49	n/a	n/a	n/a
2013	Jan 21, 2014	$178M	$178M	43	43	n/a	n/a	n/a
2012	Feb 8, 2013	$162M	$162M	43	43	n/a	n/a	n/a
2011	Feb 6, 2012	$151M	$151M	n/a	n/a	n/a	n/a	n/a