M•• S••••

Advisor at B•• P•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12c1814d-259c-1535-db52-c51c1ef9b55c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• L••	Independent wealth	Mar 3, 2026	n/a	yes	NEW YORK, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 14, 2025	Feb 24, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B•• P•••••••• L••	Feb 24, 2026	Mar 3, 2026	7	Firm change	Wirehouse to RIA
S•••••• N••••••• • C••••••• I•••••••••	W•••• F•••• A•••••••	Mar 31, 2025	Mar 14, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:19616:NY:2025-03-31	Mar 31, 2025	Mar 14, 2025	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ B•• P•••••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2025 to Feb 24, 2026factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Apr 4, 2022 to Mar 31, 2025factForm ADV

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12c1814d-259c-1535-db52-c51c1ef9b55c
First observed: Apr 4, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.