DFX Intelligence

J•••••• L• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••••• L• S••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:12c61e04-9079-31d5-fb69-918fb0cc4362

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 27, 2010	n/a	yes	ALBUQUERQUE, NM	Current employment
R•• C•••••• M••••••• L••	National bd RIA	May 27, 2009	Apr 26, 2010	no	ALBUQUERQUE, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 26, 2010	Apr 27, 2010	1	Firm change	Ibd to wirehouse
C•••••••• G••••• M•••••• I•••	R•• C•••••• M••••••• L••	May 27, 2009	May 27, 2009

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 27, 2010 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
May 27, 2009 to Apr 26, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 26, 2007 to May 27, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12c61e04-9079-31d5-fb69-918fb0cc4362
First observed: Nov 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.