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Advisor at LPL FINANCIAL LLC
AUGUSTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 19, 2024 | n/a | yes | AUGUSTA, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 5, 2017 | Sep 24, 2024 | no | ATLANTA, GA|AUGUSTA, GA|MARTINEZ, GA|AUGUSTA, GA|AUGUSTA, GA|HEPHZIBAH, GA|DULUTH, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 5, 2007 | May 8, 2017 | no | AUGUSTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Sep 24, 2024 | Sep 19, 2024 | -5 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 8, 2017 | May 5, 2017 | -3 | Firm change | Wirehouse to wirehouse |