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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ROBERT ALLEN HEWETT

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:12dd70b6-ecc3-f8c9-293a-88907d41d43d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Jul 1, 2020
First registration: May 24, 2004
Dual registered: yes, broker-dealer
Other names: ALLEN HEWETT|R ALLEN HEWETT|ROBERT A HEWETT
IAPD individual key: 2194090

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 18, 2021	n/a	yes	CHARLOTTE, NC	Current employment
MINTFIN, LLC	n/a	Jul 15, 2021	Oct 25, 2021	no	CHARLOTTE, NC	Previous registration
JHH WEALTH, LLC	Former SEC adviser	Jan 6, 2017	Apr 6, 2021	no	GREENVILLE, SC	Previous registration
JHH WEALTH, LLC	Former SEC adviser	Jul 21, 2016	Dec 31, 2016	no	GREENVILLE, SC	Previous registration
POINTER CAPITAL, LLC	Former SEC adviser	May 24, 2004	Sep 30, 2010	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MINTFIN, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 25, 2021	Oct 18, 2021	-7	Firm change	Other
JHH WEALTH, LLC	MINTFIN, LLC	Apr 6, 2021	Jul 15, 2021	100	Firm change	Other
POINTER CAPITAL, LLC	JHH WEALTH, LLC	Sep 30, 2010	Jul 21, 2016	2,121	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ MINTFIN, LLCRegistered adviserregistration: previous registration
Jul 15, 2021 to Oct 25, 2021factForm ADV
→ JHH WEALTH, LLCRegistered adviserregistration: previous registration
Jan 6, 2017 to Apr 6, 2021factForm ADV
→ POINTER CAPITAL, LLCRegistered adviserregistration: previous registration
May 24, 2004 to Sep 30, 2010factForm ADV

Dated events

No dated event names this entity yet.