DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
FRANKLINVILLE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Jul 14, 2025 | n/a | yes | FRANKLINVILLE, NJ | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jan 12, 2023 | Apr 10, 2024 | no | FRANKLINVILLE, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Apr 10, 2024 | Jul 14, 2025 | 460 | Channel change | Ibd to ibd |
| W•••• F•••• A••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Dec 13, 2019 | Jan 12, 2023 |
| W•••• F•••• A••••••• | Wirehouse | Jul 17, 2018 | Dec 13, 2019 | no | FORT MYERS, FL | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Feb 23, 2017 | Jul 20, 2018 | no | CAPE CORAL, FL|CAPE CORAL, FL | Previous registration |
| E••••• J•••• | National bd RIA | Nov 15, 2012 | Feb 23, 2017 | no | ST LOUIS, MO|CAPE CORAL, FL|CAPE CORAL, FL|CAPE CORAL, FL | Previous registration |
| 1,126 |
| Firm change after gap |
| Wirehouse to ibd |
| F•••• T•••• S••••••••• I••• | W•••• F•••• A••••••• | Jul 20, 2018 | Jul 17, 2018 | -3 | Firm change | Ibd to wirehouse |
| E••••• J•••• | F•••• T•••• S••••••••• I••• | Feb 23, 2017 | Feb 23, 2017 | 0 | Firm change | Other |