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Registered advisor
L•••• K• H•••
Feed of 09/14/2026
Also filed as L•••• Kim Myers
At current firm
1 y
since Jul 14, 2025
In the industry
14 y
since Sep 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Jul 14, 2025 · Franklinville, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 12, 2023 to Apr 10, 2024 · Franklinville, Nj
- W•••• F•••• A••••••• wirehouseJul 17, 2018 to Dec 13, 2019 · Fort Myers, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 23, 2017 to Jul 20, 2018 · Cape Coral, Fl
- E••••• J•••• national BDNov 15, 2012 to Feb 23, 2017 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Apr 10, 2024, registered Jul 14, 2025 (460 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 13, 2019, registered Jan 12, 2023 (1126 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Jul 20, 2018, registered Jul 17, 2018 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to F•••• T•••• S••••••••• I•••left Feb 23, 2017, registered Feb 23, 2017 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address