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RIA / WealthAdvisor18 years in industry

SUNG PYO LEE

Advisor at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

LOS ANGELES, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:12e9a659-a528-5efa-6f69-c0ec8f744795

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Feb 14, 2008
First registration: Apr 2, 2008
Dual registered: no
Other names: SUNG LEE
IAPD individual key: 4856630

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Jul 1, 2021	n/a	yes	LOS ANGELES, CA\|San Francisco, CA	Current employment
CAPITAL BANK AND TRUST COMPANY	Asset manager	May 26, 2016	Jul 1, 2021	no	San Francisco, CA	Previous registration
CSENGE ADVISORY GROUP, LLC	Independent wealth	Oct 13, 2011	May 14, 2015	no	NEWPORT BEACH, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 2, 2008	Jun 11, 2015	no	COSTA MESA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL BANK AND TRUST COMPANY	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Jul 1, 2021	Jul 1, 2021	0	Bulk transfer	RIA to new firm
FSC SECURITIES CORPORATION	CSENGE ADVISORY GROUP, LLC	Jun 11, 2015	Oct 13, 2011	-1,337	Firm change after gap	Other
CSENGE ADVISORY GROUP, LLC	CAPITAL BANK AND TRUST COMPANY	May 14, 2015	May 26, 2016	378	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserregistration: previous registration
May 26, 2016 to Jul 1, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 2, 2008 to Jun 11, 2015factForm ADV
→ CSENGE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 13, 2011 to May 14, 2015factForm ADV

Dated events

No dated event names this entity yet.