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J•• C••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J•• C••• O••••

Advisor at A••••••• W••••• A•••••••

Piedmont, SC

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Search this name across graphsid dfx:ria:12ebc4ad-0824-928c-6395-52cc1ee50e90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Dec 7, 2021	n/a	yes	Piedmont, SC	Current employment
R••••••• I••••••••• A••••••••• I•••	Former SEC adviser	May 14, 2007	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• I••••••••• A••••••••• I•••	A••••••• W••••• A•••••••	Dec 31, 2021	Dec 7, 2021	-24	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111894:288863:CA:2021-12-31	Dec 31, 2021	Dec 7, 2021	ROSEVILLE, CA	Firm change

Relationships

Registered with (2)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Dec 7, 2021 to presentfactForm ADV
→ R••••••• I••••••••• A••••••••• I•••Registered adviserregistration: previous registration
May 14, 2007 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12ebc4ad-0824-928c-6395-52cc1ee50e90
First observed: May 14, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.