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ARKADIOS WEALTH ADVISORS LLC, CRD 288863
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-15 (filing); first seen by DFX 2026-09-19.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID YANCEY MILLICAN | n/a | ATLANTA, GA | 9 | 29 | 4 | yes |
| JOHN DORWARD HARRISON | n/a | ATLANTA, GA | 8 | 23 | n/a | yes |
| Michael Joseph Sievert | Certified Financial Planner | Jacksonville, FL | 8 | 33 | 2 | yes |
| Jason Corey Griggs | n/a | Jacksonville, FL | 8 | 17 | 4 | yes |
| Stanley Lewandoski | n/a | Jacksonville, FL | 8 | 24 | 4 | yes |
| Dale Clayton Farmer | n/a | Jacksonville, FL | 8 | 45 | 3 | yes |
| Gregg S Lentz | Chartered Financial Consultant | West End , WI | 8 | 39 | 3 | yes |
| Matt Porter | n/a | New Berlin, WI | 8 | 38 | 3 | yes |
| JAVIER F REYES COLON | n/a | San Juan, PR | 7 | 26 | 4 | no |
| JOSEPH BRUCE PATIRE | n/a | HOOSICK FALLS, NY | ATLANTA, GA | 7 | 27 | 4 | yes |
| PATRICK CARPENTER | Chartered Financial Analyst | ATLANTA, GA | 7 | 20 | 1 | yes |
| DAVID NEILSON SUMMERS | Chartered Financial Analyst | ATLANTA, GA | 7 | 30 | 3 | yes |
| MICHAEL WATSON BELOTE | n/a | ATLANTA, GA | 7 | 16 | 3 | yes |
| ENRIQUE LOPEZ | n/a | Mission, TX | 7 | 31 | 3 | yes |
| WILLIAM ROSS NELSON | n/a | ATLANTA, GA | 7 | 21 | n/a | yes |
| PATRICK WARREN SIMPKINS | n/a | Raleigh, NC | 7 | 28 | 5 | yes |
| RONALD NORMAN YORK | n/a | Wall, NJ | 7 | 16 | 2 | yes |
| JANET SANTA SHERRY | Certified Financial Planner | Wall, NJ | 7 | 29 | 4 | yes |
| ALAN STUART BERGER | n/a | Wall, NJ | 7 | 24 | 2 | yes |
| JONATHAN MICHAEL ROTZ | Certified Financial Planner | Frisco, TX | 7 | 25 | 3 | yes |
| JAMES ANTHONY PARRY | Chartered Financial Consultant | Frisco, TX | 7 | 34 | 3 | yes |
| Suzanne Wheeler | n/a | Olney, MD | 7 | 21 | 2 | yes |
| KE MINH DAO | n/a | Raritan, NJ | 7 | 24 | 3 | yes |
| Charles Alexander Smith | Certified Financial Planner | Huntsville, AL | 6 | 15 | 1 | yes |
| David Steven Hyman | n/a | Huntsville, AL | 6 | 15 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARKADIOS HOLDINGS | Owner | E | yes | 06/2017 | Jun 9, 2026 | Jun 9, 2026 |
| Ludlow, Kiliaen, van Rensselaer | ELECTED MANAGER | Na | yes | 06/2024 | Jun 9, 2026 | Jun 9, 2026 |
| McComb, Max, Michael | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2024 | Jun 9, 2026 | Jun 9, 2026 |
| MILLICAN, DAVID, YANCEY | MANAGING MEMBER/CEO | Na | yes | 06/2017 | Jun 9, 2026 | Jun 9, 2026 |
| SCHWARTZ, GARY, STEVEN | ELECTED MANAGER | Na | yes | 10/2024 | Jun 9, 2026 | Jun 9, 2026 |
| MILLICAN, DAVID, YANCEY | Owner | E | yes | 06/2017 | Jun 16, 2017 | Oct 4, 2024 |
| Tarbutton, Hugh, McMaster | Coo | Na | yes | 06/2024 | Jun 3, 2024 | Oct 4, 2024 |
| Evans, Holly | ELECTED MANAGER | Na | no | 06/2024 | Jun 9, 2026 | Jun 9, 2026 |
| Mielnicki, Christopher, John | ELECTED MANAGER | Na | no | 03/2024 | Jun 9, 2026 | Jun 9, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARKADIOS CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Angleton | TX | United States | 7 | yes |
| Wall | Nj | United States | 5 | yes |
| Reno | Nv | United States | 5 | no |
| Jacksonville | FL | United States | 4 | yes |
| Raritan | Nj | United States | 4 | yes |
| Huntsville | Al | United States | 3 | yes |
| Berwyn | Pa | United States | 3 | yes |
| Wilmington | De | United States | 2 | yes |
| SAN JUAN | Pr | United States | 2 | yes |
| Frisco | TX | United States | 2 | yes |
| GREENWOOD VILLAGE | Co | United States | 1 | yes |
| REHOBOTH BEACH | De | United States | 1 | yes |
| BOCA RATON | FL | United States | 1 | yes |
| ST. SIMONS ISLAND | Ga | United States | 1 | yes |
| IDAHO FALLS | Id | United States | 1 | yes |
| Meridian | Id | United States | 1 | yes |
| Olney | Md | United States | 1 | yes |
| Mankato | Mn | United States | 1 | yes |
| Charlotte | Nc | United States | 1 | yes |
| Raleigh | Nc | United States | 1 | yes |
| Murfreesboro | Tn | United States | 1 | yes |
| Mcallen | TX | United States | 1 | yes |
| Vancouver | Wa | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $8.8B | $8.8B | 188 | 151 | 104 | n/a | n/a |
| 2024 | Mar 31, 2025 | $3.9B | $3.9B | 188 | 151 | 64 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.7B | $2.7B | 153 | 137 | 44 | n/a | n/a |
| 2022 | Mar 28, 2023 | $1.8B | $1.8B | 140 | 115 | 47 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.9B | $1.9B | 81 | 66 | 40 | n/a | n/a |
| 2020 | Mar 30, 2021 | $813M | $813M | 64 | 45 | 20 | n/a | n/a |
| 2019 | Apr 29, 2020 | $396M | $396M | 44 | 32 | 12 | n/a | n/a |
| 2018 | Mar 28, 2019 | $33.5M | $33.5M | 26 | 18 | 6 | n/a | n/a |
| 2017 | Feb 22, 2018 | $0 | $0 | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 30 | 6 | 24 | 2.7% | 5 | 0 | 0 | 99 | 26 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.8B | $3.9B | 127.9% | $1.8B | 71.0% | 188 | 188 | 104 | 64 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HOLOS INTEGRATED WEALTH | 2 | May 1, 2024 | Mar 18, 2024 | KENNETT SQUARE, PA | Team lift out | Ibd to new firm | 1.7% |
| AE WEALTH MANAGEMENT, LLC | 7 | Mar 29, 2024 | Feb 6, 2024 | DAYTON, OH | Team lift out | Ibd to RIA | 5.6% |
| TRB WEALTH MANAGEMENT, LLC | 2 | Dec 10, 2019 | Dec 6, 2021 | HARLINGEN, TX | Team lift out | RIA to new firm | 6.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | 2 | Sep 15, 2026 | Sep 14, 2026 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.6% |
| LEGACY INVESTMENT STRATEGIES, LLC | 2 | Jun 1, 2026 | May 27, 2026 | BATON ROUGE, LA | Team lift out | Other | 25.0% |
| DEMPSEY LORD SMITH, LLC | 4 | Feb 10, 2026 | Feb 22, 2026 | ROME, GA | Team lift out | RIA to ibd | 9.3% |
| RFG ADVISORY, LLC | 2 | Jan 20, 2026 | Jan 20, 2026 | DOTHAN, AL | Team lift out | RIA to ibd | 1.3% |
| COMMONWEALTH FINANCIAL NETWORK | 3 | Oct 3, 2025 | Oct 1, 2025 | NEW YORK, NY | Team lift out | Ibd to ibd | 0.1% |
| MORGAN STANLEY | 3 | Sep 9, 2025 | Aug 18, 2025 | BIRMINGHAM, AL | Team lift out | Wirehouse to ibd | 0.0% |
| MORGAN STANLEY | 4 | Aug 20, 2025 | Aug 18, 2025 | DOTHAN, AL | Team lift out | Wirehouse to ibd | 0.0% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | Aug 20, 2025 | Aug 18, 2025 | DOTHAN, AL | Team lift out | Wirehouse to ibd | 0.0% |
| WINTRUST INVESTMENTS | 2 | Dec 11, 2024 | Jan 17, 2025 | NAPLES, FL | Team lift out | RIA to ibd | 1.6% |
| WINTRUST INVESTMENTS | 2 | Dec 11, 2024 | Dec 9, 2024 | PLAINFIELD, IL | Team lift out | RIA to ibd | 1.6% |
| EPG WEALTH MANAGEMENT LLC | 2 | Sep 3, 2024 | Sep 3, 2024 | ATLANTA, GA | Team lift out | RIA to ibd | 16.7% |
| LPL FINANCIAL LLC | 6 | Jul 24, 2024 | Jul 25, 2024 | FORT WORTH, TX | Team lift out | Ibd to ibd | 0.0% |
| LPL FINANCIAL LLC | 11 | Jun 25, 2024 | Jun 26, 2024 | KENNER, LA | Team lift out | Ibd to ibd | 0.1% |
| TRIAD ADVISORS, LLC | 3 | Nov 10, 2023 | Dec 6, 2023 | SCOTTSDALE, AZ | Team lift out | Ibd to ibd | 3.1% |
| MML INVESTORS SERVICES, LLC | 3 | Aug 31, 2023 | Sep 14, 2023 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.1% |
| J.P. MORGAN SECURITIES LLC | 2 | Aug 11, 2023 | Aug 22, 2023 | ATLANTA, GA | Team lift out | Wirehouse to ibd | 0.0% |
| KESTRA ADVISORY SERVICES, LLC | 4 | Jun 29, 2023 | Jul 20, 2023 | AUSTIN, TX | Team lift out | Ibd to ibd | 0.4% |
| UBS FINANCIAL SERVICES INC. | 2 | Jun 1, 2023 | May 23, 2023 | ATLANTA, GA | Team lift out | Wirehouse to ibd | 0.0% |
| KALOS MANAGEMENT | 7 | Sep 30, 2022 | Sep 27, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to ibd | 33.3% |
| KALOS MANAGEMENT | 3 | Sep 30, 2022 | Aug 19, 2022 | COLUMBIA, SC | Team lift out | Ibd to ibd | 14.3% |